GOLDSTONE FINANCIAL GROUP, LLC

Adviser information for GOLDSTONE FINANCIAL GROUP, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	8
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	3,391	$529.9M
Non-Discretionary	0	$0
Total	3,391	$529.9M

Clients

Type	Number	RAUM
Individuals	1,635	$384.1M
HNW Individuals	65	$145.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	11.5M
Portfolio Manager	2.9M
Both for Same	0

Portfolio Manager to Program	Sponsor
GOLDSTONE FINANCIAL GROUP, LLC WRAP FEE PROGRAM	CHARLES SCHWAB & CO., INC.

Identifiers

SEC RIA File Number	801-99350
SEC ERA File Number	801-99350
SEC CIK Numbers	None
SEC CRD Numbers	222520
Legal Entity Identifier	None

Principal Office

18W140 BUTTERFIELD ROAD
16TH FLOOR
OAKBROOK TERRACE
IL
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: 630-620-9300, Fax: 630-206-0753

Websites

goldstonefinancialgroup.com/ goldstonefinancialtv.com/ briankorienek.com/ www.pinterest.com/goldstonefg/qa-by-goldstone-financial-group goldstonefinancialgroup.net/ www.linkedin.com/company/goldstone-financial-group/ www.crunchbase.com/organization/goldstone-financial-group www.facebook.com/goldstone-financial-group-194840107203919 twitter.com/goldstonefg www.youtube.com/channel/ucr3njyrfaowzgmvtqc9a3eg anthony-pellegrino.com/ www.instagram.com/goldstonefinancial/?hl=en

Chief Compliance Officer

JEFF WEGLARZ

18W140 BUTTERFIELD ROAD

16TH FLOOR

OAKBROOK TERRACE

United States

Tel: 630-620-9300

Fax: 630-786-3357

J*******@**************************M

(Full email address available in API data)

Regulatory Contact

ANTHONY PELLEGRINO

OWNER