AVION WEALTH
AVION WEALTH, LLC Legal Name
Adviser information for AVION WEALTH last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,039 | $780.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2,039 | $780.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $19.6M |
| HNW Individuals | 219 | $760.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-99351 |
|---|---|
| SEC ERA File Number | 801-99351 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134242 |
| Legal Entity Identifier | None |
Principal Office
2829 TECHNOLOGY FOREST BOULEVARDSUITE 300
THE WOODLANDS
TX
United States
Monday - Friday, 8AM - 5 PM
Tel: 281-528-1200, Fax: 888-868-1168
Websites
www.facebook.com/pjacarroll
twitter.com/avionwealth
www.instagram.com/avionwealth
www.linkedin.com/company/avionwealth/
www.linkedin.com/in/pauljcarroll/
avionwealth.com
www.facebook.com/avionwealth/
www.linkedin.com/in/ashley-dominey-stewart-cfp%c2%ae-1b021016/
www.linkedin.com/in/sarah-mcivor-cfp%c2%ae-7861b430/
www.linkedin.com/in/elizabeth-brady-cfp%c2%ae-b37b6752/
www.youtube.com/channel/ucmeecozbcuguyg_2nttni1g
Chief Compliance Officer
PAUL J. CARROLL
MANAGING MEMBER/WEALTH MANAGER
2829 TECHNOLOGY FOREST BOULEVARD
SUITE 300
THE WOODLANDS
TX
United States
Tel:
(281) 528-1200
Fax:
888 868-1168
P***@**************M
(Full email address available in API data)
Regulatory Contact
ASHLEY STEWART
WEALTH MANAGER
2829 TECHNOLOGY FOREST BOULEVARD
SUITE 300
THE WOODLANDS
TX
United States
Tel:
281-528-1200
Fax:
888-868-1168
A*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARROLL, PAUL, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2003 | > 75% |
| Stewart, ASHLEY, Dominey | Individual | – | PARTNER & WEALTH MANAGER | 07/2018 | < 5% |
| Brady, ELIZABETH, ANN | Individual | – | PARTNER & WEALTH MANAGER | 04/2016 | 5-10% |
| McIvor, SARAH, ELIZABETH | Individual | – | PARTNER & WEALTH MANAGER | 10/2020 | < 5% |