CENDANA CAPITAL
CENDANA CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for CENDANA CAPITAL last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.2B |
| Non-Discretionary | 3 | $788.5M |
| Total | 13 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-99354 |
|---|---|
| SEC ERA File Number | 801-99354 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165555 |
| Legal Entity Identifier | None |
Principal Office
3990 WASHINGTON STSAN FRANCISCO
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 650-346-2914, Fax: None
Chief Compliance Officer
JON COQUIA
VICE PRESIDENT OF FINANCE
3990 WASHINGTON STREET
SAN FRANCISCO
CA
United States
Tel:
415-225-5524
J**@*****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KIM
MANAGER
3990 WASHINGTON STREET
SAN FRANCISCO
CA
United States
Tel:
650-346-2914
M******@*****************M
(Full email address available in API data)
Industry Affiliates
| CENDANA BLACKBIRD GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA CAPITAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA CAPITAL III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA CAPITAL IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA CAPITAL V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA INTERNATIONAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA INVESTMENTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA INVESTMENTS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA INVESTMENTS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA KEARNEY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA LONGHORNS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CENDANA NANO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CENDANA BLACKBIRD, L.P. | Venture Capital Fund | $134.2M | $0.0M | 1 |
| CENDANA CAPITAL II, L.P. | Venture Capital Fund | $155.3M | $0.0M | 60 |
| CENDANA CAPITAL III, L.P. | Venture Capital Fund | $159.6M | $0.0M | 44 |
| CENDANA CAPITAL IV, LP | Venture Capital Fund | $252.3M | $0.0M | 118 |
| CENDANA CAPITAL V, L.P. | Venture Capital Fund | $334.0M | $0.0M | 135 |
| CENDANA CAPITAL, L.P. | Venture Capital Fund | $114.5M | $0.0M | 32 |
| CENDANA INTERNATIONAL II, L.P. | Venture Capital Fund | $68.0M | $0.0M | 76 |
| CENDANA INVESTMENTS II, L.P. | Venture Capital Fund | $59.3M | $0.0M | 44 |
| CENDANA INVESTMENTS III, L.P. | Venture Capital Fund | $28.9M | $0.0M | 45 |
| CENDANA INVESTMENTS, L.P. | Venture Capital Fund | $39.0M | $0.0M | 35 |
| CENDANA KEARNEY, L.P. | Venture Capital Fund | $11.8M | $0.0M | 1 |
| CENDANA LONGHORNS, LP | Venture Capital Fund | $642.5M | $0.0M | 1 |
| CENDANA NANO, L.P. | Venture Capital Fund | $32.9M | $0.0M | 76 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIM, MICHAEL, KIHYUN | Individual | – | MANAGER | 02/2010 | < 5% |
| AUGUSTUS 108 INVESTMENTS, L.P. | Domestic Entity | – | MEMBER | 03/2013 | > 75% |
| MICHAEL AND LETITIA KIM 2008 FAMILY TRUST | Domestic Entity | AUGUSTUS 108 INVESTMENTS, L.P. | GENERAL PARTNER AND LIMITED PARTNER OF AUGUSTUS 108 INVESTMENTS, L.P. | 03/2013 | > 75% |
| KIM, MICHAEL, KIHYUN | Individual | MICHAEL AND LETITIA KIM 2008 FAMILY TRUST U/A/D NOVEMBER 12, 2008 | TRUSTEE OF MICHAEL AND LETITIA KIM 2008 FAMILY TRUST U/A/D NOVEMBER 12, 2008 | 11/2008 | |
| KIM, LETITIA, REI TODD | Individual | MICHAEL AND LETITIA KIM 2008 FAMILY TRUST U/A/D NOVEMBER 12, 2008 | TRUSTEE OF MICHAEL AND LETITIA KIM 2008 FAMILY TRUST U/A/D NOVEMBER 12, 2008 | 11/2008 | |
| COQUIA, JON, ALBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |