Hedge Fund Database

EDGEWOOD MANAGEMENT LLC

Adviser information for EDGEWOOD MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 40
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,480 $35.7B
Non-Discretionary 0 $0
Total 1,480 $35.7B

Clients

Type Number RAUM
Individuals 784 $4.0B
HNW Individuals 285 $1.6B
Banking or thrift institutions 0 $0
Investment companies 1 $18.6B
Business development companies 0 $0
Pooled investment vehicles 14 $4.5B
Pension and profit sharing plans 21 $1.0B
Charitable organizations 142 $2.5B
State or municipal gov entities 11 $508.1M
Other investment advisers 0 $0
Insurance companies <5 $3.8M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 221 $3.0B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 4

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 110.4M
Both for Same 0
Portfolio Manager to Program Sponsor
RAYMOND JAMES CONSULTING SERVICES RAYMOND JAMES & ASSOCIATES, INC.
BAIRD PREFERRED MANAGERS ROBERT W. BAIRD & CO. INCORPORATED
J.P. MORGAN SECURITIES LLC J.P. MORGAN SECURITIES LLC

Identifiers

SEC RIA File Number 801-9970
SEC ERA File Number 801-9970
SEC CIK Numbers 860561
SEC CRD Numbers 106647
Legal Entity Identifier 549300ULY1O7DQLXR247

Principal Office

600 STEAMBOAT ROAD
SUITE 103
GREENWICH
CT
United States
Monday - Friday, 8AM TO 5PM
Tel: 212-652-9100, Fax: 212-652-9101

Websites

www.linkedin.com/company/edgewood-management/ www.edgewood.com

Chief Compliance Officer

JULIANNE MULHALL
600 STEAMBOAT ROAD
SUITE 103
GREENWICH
CT
United States
Tel: 212-652-9100
Fax: 212-652-9101
(Full email address available in API data)

Regulatory Contact

OLIVIA FLEMING
CHIEF LEGAL OFFICER, SECRETARY
600 STEAMBOAT ROAD
SUITE 103
GREENWICH
CT
United States
Tel: 212-652-9100
Fax: 212-652-9101
(Full email address available in API data)

Industry Affiliates

EDGEWOOD L SELECT - US SELECT GROWTH Sponsor, GP, manager of pooled investment vehicles
EDGEWOOD L SELECT - US SELECT GROWTH Sponsor, GP, manager of pooled investment vehicles
EDGEWOOD L SELECT - US SELECT GROWTH Sponsor, GP, manager of pooled investment vehicles
EDGEWOOD L SELECT - US SELECT GROWTH Sponsor, GP, manager of pooled investment vehicles
EDGEWOOD L SELECT - US SELECT GROWTH Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JENNISON, PETER, HOWARD Individual – MEMBER 01/2006 5-10%
BREED, ALAN, WHITMAN Individual – PRESIDENT & MANAGING MEMBER OF BOARD OF MANAGERS 01/2006 < 5%
ROTUNDO, FAUSTO, NMN Individual – CHIEF FINANCIAL OFFICER, MEMBER OF BOARD OF MANAGERS, CHIEF OPERATING OFFICER 01/2006 < 5%
FARMAN-FARMAIAN, ALEXANDER, MANOUCHEHR Individual – VICE CHAIRMAN & MEMBER 01/2006 10-25%
EDGEWOOD MANAGEMENT COMPANY I, INC. Domestic Entity – MEMBER 01/2006 > 75%
BREED, ALAN, WHITMAN Individual EDGEWOOD MANAGEMENT COMPANY I, INC. PRESIDENT, MANAGING DIRECTOR & STOCKHOLDER 02/1994 25-50%
FLEMING, OLIVIA, ANN Individual – CHIEF LEGAL OFFICER, SECRETARY 02/2022 < 5%
CREEL, LAWRENCE, GARDINER Individual – BOARD OF MANAGERS 01/2006 < 5%
STEPHENS, NICHOLAS, ANDREW Individual – BOARD OF MANAGERS 01/2006 < 5%
SETH, KEVIN, RYAN Individual – BOARD OF MANAGERS 01/2006 < 5%
CARRIER, JAMES, WILLIAM Individual – BOARD OF MANAGERS 01/2006 < 5%
MULHALL, JULIANNE, MARIE Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%
EDWARDSON, SCOTT, DOUGLAS Individual – BOARD OF MANAGERS 01/2023 < 5%
JAEGER, RAYMOND, LEE Individual – BOARD OF MANAGERS 01/2023 < 5%

No. Employees, Historic

4020020202021202220232024202536 on 3/30/202036 on 6/12/202034 on 3/31/202134 on 7/8/202134 on 7/8/202137 on 3/14/202238 on 3/31/202340 on 3/29/2024

RAUM, Historic

70B35B020202021202220232024202534203773127 on 3/30/202034203773127 on 6/12/202051404927093 on 3/31/202151404927093 on 7/8/202151404927093 on 7/8/202161874092455 on 3/14/202228756627229 on 3/31/202335717045050 on 3/29/2024

No. Clients, Historic

2,0001,00002020202120222023202420251252 on 3/30/20201252 on 6/12/20201444 on 3/31/20211444 on 7/8/20211444 on 7/8/20211765 on 3/14/20221599 on 3/31/20231479 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 28M 269K –
ABBOTT LABS COM 7M 72K –
ABBVIE INC COM 14M 80K –
ADOBE INC COM 2B 3M –
ADVANCED MICRO DEVICES INC COM 2M 14K –
AGIOS PHARMACEUTICALS INC COM 1M 30K –
AIRBNB INC COM CL A 2B 12M –
AMAZON COM INC COM 7M 38K –
AMERICAN TOWER CORP NEW COM 12M 62K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 267K 14K –
APOLLO GLOBAL MGMT INC COM 2M 16K –
APPLE INC COM 51M 240K –
ARMATA PHARMACEUTICALS INC COM 275K 100K –
ARROWHEAD PHARMACEUTICALS IN COM 520K 20K –
ASML HOLDING N V N Y REGISTRY SHS 2B 2M –
BANK NEW YORK MELLON CORP COM 2M 30K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 3 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BIOMARIN PHARMACEUTICAL INC COM 1M 15K –
BLACKSTONE INC COM 1B 12M –
BRISTOL-MYERS SQUIBB CO COM 3M 75K –
SCHWAB CHARLES CORP COM 258K 4K –
CHIPOTLE MEXICAN GRILL INC COM 1B 22M –
CISCO SYS INC COM 1M 28K –
CME GROUP INC COM 11M 54K –
COCA COLA CO COM 1M 22K –
COLGATE PALMOLIVE CO COM 68M 701K –
COPART INC COM 1B 20M –
DANAHER CORPORATION COM 2B 7M –
DIGITAL RLTY TR INC COM 4M 28K –
DUKE ENERGY CORP NEW COM NEW 632K 6K –
EATON VANCE TX ADV GLBL DIV COM 2M 82K –
ELI LILLY & CO COM 2B 2M –
EQUINIX INC COM 22M 29K –
LAUDER ESTEE COS INC CL A 843M 8M –
EXXON MOBIL CORP COM 1M 9K –
FREEPORT-MCMORAN INC CL B 696K 14K –
GILEAD SCIENCES INC COM 3M 41K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 84K 250K –
GRAIL INC COM 2M 162K –
HOME DEPOT INC COM 267K 777 –
ILLUMINA INC COM 4M 35K –
INTUIT COM 2B 3M –
INTUITIVE SURGICAL INC COM NEW 2B 4M –
ISHARES TR SELECT DIVID ETF 7M 58K –
JPMORGAN CHASE & CO. COM 4M 21K –
JOHNSON & JOHNSON COM 3M 20K –
LITHIUM AMERICAS ARGENTINA C COM SHS 160K 50K –
LITHIUM AMERS CORP NEW COM SHS 134K 50K –
LULULEMON ATHLETICA INC COM 966M 3M –
MERCK & CO INC COM 955K 8K –
META PLATFORMS INC CL A 7M 13K –
MICROSOFT CORP COM 2B 5M –
MSCI INC COM 904M 2M –
NETFLIX INC COM 3B 4M –
NEXTERA ENERGY INC COM 2M 26K –
NVIDIA CORPORATION COM 2B 16M –
PEPSICO INC COM 4M 24K –
PFIZER INC COM 2M 85K –
PROCTER AND GAMBLE CO COM 363K 2K –
PROLOGIS INC. COM 5M 45K –
PROTHENA CORP PLC SHS 497K 24K –
SELECT SECTOR SPDR TR SBI INT-UTILS 6M 88K –
SEER INC COM CL A 168K 100K –
SERVICENOW INC COM 2B 3M –
SNAP INC CL A 864K 52K –
SOLVENTUM CORP COM SHS 4M 75K –
S&P GLOBAL INC COM 2B 4M –
SPDR S&P 500 ETF TR TR UNIT 17M 32K –
SYNOPSYS INC COM 2B 3M –
SYSCO CORP COM 3M 39K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3M 15K –
THE TRADE DESK INC COM CL A 416M 4M –
UBER TECHNOLOGIES INC COM 2B 25M –
VERALTO CORP COM SHS 1M 15K –
VERTEX PHARMACEUTICALS INC COM 9M 19K –
VISA INC COM CL A 2B 8M –
WARNER BROS DISCOVERY INC COM SER A 149K 20K –
WEREWOLF THERAPEUTICS INC COM 122K 50K –
ZOETIS INC CL A 555K 3K –