OCEAN DIAL ASSET MANAGEMENT LIMITED
Adviser information for OCEAN DIAL ASSET MANAGEMENT LIMITED last updated from Form ADV on June 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-100346 |
|---|---|
| SEC ERA File Number | 802-100346 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226612 |
| Legal Entity Identifier | 213800QL3UE8C4OHAU63 |
Principal Office
13-14 BUCKINGHAM STREET13-14 BUCKINGHAM STREET
LONDON
United Kingdom
Monday - Friday, 09.00 TO 18.00
Tel: +44 20 7068 9870, Fax: +44 20 7068 9889
Websites
Chief Compliance Officer
ROBIN SELLERS
CHIEF EXECUTIVE OFFICER
13-14 BUCKINGHAM STREET
13-14 BUCKINGHAM STREET
LONDON
United Kingdom
Tel:
+44 20 7068 9873
Fax:
+44 20 7068 9889
R************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCEAN DIAL GATEWAY TO INDIA (MAURITIUS) LIMITED | Hedge Fund | $30.1M | $0.0M | 1 |
| OCEAN DIAL GATEWAY TO INDIA FUND | Hedge Fund | $30.2M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SELLERS, ROBIN, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2012 | < 5% |
| CORNELL, DAVID, RALPH DELANO | Individual | – | CHIEF INVESTMENT OFFICER | 07/2013 | < 5% |
| AVENDUS CAPITAL ASSET MANAGEMENT (UK) LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2017 | > 75% |
| AVENDUS CAPITAL PRIVATE LIMTED | Foreign Entity | AVENDUS CAPITAL ASSET MANAGEMENT (UK) LIMITED | SHAREHOLDER | 11/2017 | > 75% |