NEW VISTA INVESTMENT GROUP, LLC
Adviser information for NEW VISTA INVESTMENT GROUP, LLC last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Illinois, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-100381 |
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SEC ERA File Number | 802-100381 |
SEC CIK Numbers | None |
SEC CRD Numbers | 150740 |
Legal Entity Identifier | None |
Principal Office
376 PLYMOUTH DRINVERNESS
IL
United States
NO LONGER IN EXISTENCE, 9:00 - 5:00
Tel: 8478093884, Fax: None
Chief Compliance Officer
DANIEL AULT
CCO
376 PLYMOUTH DR
INVERNESS
IL
United States
Tel:
847-809-3884
D*@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
WORKERS REALTY TRUST II, L.P. | Hedge Fund | $2.3M | $1.0M | 12 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
AULT, DANIEL, BRUCE | Individual | – | PRINCIPAL | 06/2009 | 50-75% |
KIRINCICH, MARK, RAYMOND | Individual | – | MANAGING PRINCIPAL | 06/2009 | 50-75% |
KIRINCICH, MARK, RAYMOND | Individual | E2KA, INC. | SHAREHOLDER | 01/2013 | 50-75% |
AULT, DANIEL, BRUCE | Individual | E2KA, INC. | SHAREHOLDER | 01/2013 | 50-75% |
AULT, DANIEL, BRUCE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2009 | 50-75% |
KIRINCICH, PATRICIA, DIXON | Individual | E2KA, INC. | SPOUSE OF SHAREHOLDER | 01/2013 | 50-75% |
E2KA, INC. | Domestic Entity | – | OWNER | 01/2013 | > 75% |
AULT, KIMBERLY, ANN | Individual | E2KA, INC. | SPOUSE OF SHAREHOLDER | 01/2013 | 50-75% |