GEMSSTOCK LTD.
GEMSSTOCK LIMITED Legal Name
Adviser information for GEMSSTOCK LTD. last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-100405 |
|---|---|
| SEC ERA File Number | 802-100405 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226738 |
| Legal Entity Identifier | 549300EI5FIZNI8UK277 |
Principal Office
4TH FLOOR, 18 HENRIETTA STREETLONDON
United Kingdom
Monday - Friday, 9 AM- 5 PM
Tel: +442037405130, Fax: None
Websites
Chief Compliance Officer
ANDY LOW
COO, DIRECTOR
4TH FLOOR, 18 HENRIETTA STREET
LONDON
United Kingdom
Tel:
+442037405132
A*******@*************D
(Full email address available in API data)
Industry Affiliates
| CAV GP, LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GEMSSTOCK FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GEMSSTOCK CAV MASTER, LP | Hedge Fund | $325.9M | $0.1M | 92 |
| GEMSSTOCK FUND | Hedge Fund | $2,109.0M | $0.1M | 310 |
| GEMSSTOCK FUND LP | Hedge Fund | $552.2M | $0.1M | 40 |
| GEMSSTOCK MASTER FUND | Hedge Fund | $3,591.3M | $0.1M | 350 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YAMAGUCHI, MAYUMI, NMN | Individual | – | DIRECTOR | 09/2013 | < 5% |
| FURKA HOLDING AG | Foreign Entity | – | OWNER | 09/2013 | 10-25% |
| NDORO LTD. | Foreign Entity | – | OWNER | 01/2014 | 10-25% |
| BREACH, ALASDAIR, PAUL, MACKENZIE | Individual | FURKA HOLDING AG | OWNER | 09/2013 | 50-75% |
| READ, DARREN, ROBERT | Individual | NDORO LTD. | OWNER | 01/2014 | > 75% |
| LOW, ANDREW, JAMES | Individual | – | COO, CCO, DIRECTOR | 01/2015 | < 5% |
| BREACH, ALASDAIR, PAUL, MACKENZIE | Individual | – | DIRECTOR | 09/2013 | < 5% |
| READ, DARREN, ROBERT | Individual | – | DIRECTOR | 01/2014 | < 5% |
| POSTOLOVSKY, VLADIMIR, VLADIMIROVICH | Individual | – | DIRECTOR | 10/2014 | < 5% |
| JAPRAM LTD. | Foreign Entity | – | OWNER | 01/2016 | 5-10% |
| LOW, ANDREW, JAMES | Individual | JAPRAM LTD. | OWNER | 01/2016 | 50-75% |
| BOWMAN, ANDREW, DONALD | Individual | – | DIRECTOR | 02/2017 | < 5% |
| HILL, ADRIAN, CHARLES, MICHAEL | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| COORAMINTA AG | Foreign Entity | – | OWNER | 02/2022 | 10-25% |
| BOWMAN, ANDREW, DONALD | Individual | COORAMINTA AG | OWNER | 02/2022 | 50-75% |
| LITTLE, STEPHEN, NMN | Individual | – | DIRECTOR | 09/2018 | < 5% |
| HOOD, ELLA, LOUISE | Individual | – | CEO, DIRECTOR | 03/2023 | < 5% |
| DEXAMAR LTD | Foreign Entity | – | OWNER | 09/2020 | 5-10% |
| PENTIRE 3 LTD | Foreign Entity | – | OWNER | 09/2020 | 5-10% |
| CASTAL LTD | Foreign Entity | – | OWNER | 09/2020 | 10-25% |
| LITTLE, STEPHEN, NMN | Individual | DEXAMAR LTD | OWNER | 09/2020 | > 75% |
| HOOD, ELLA, LOUISE | Individual | PENTIRE 3 LTD | OWNER | 09/2020 | > 75% |
| CAST, LAWRENCE | Individual | CASTAL LTD | OWNER | 09/2020 | > 75% |
| Warburton, Elizabeth, Anne | Individual | COORAMINTA AG | OWNER | 02/2022 | 50-75% |
| LOW, JENNIFER, MARIA | Individual | JAPRAM LTD. | OWNER | 03/2023 | 50-75% |