HIGH ALPHA STUDIO, LLC
Adviser information for HIGH ALPHA STUDIO, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-101479 |
|---|---|
| SEC ERA File Number | 802-101479 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269895 |
| Legal Entity Identifier | None |
Principal Office
830 MASSACHUSETTS AVE, SUITE 1500, FLOOR 4INDIANAPOLIS
IN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 317-777-6762, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| HIGH ALPHA GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH ALPHA GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH ALPHA GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIGH ALPHA CAPITAL FUND II, L.P. | Venture Capital Fund | $135.3M | $0.1M | 80 |
| HIGH ALPHA CAPITAL FUND III-A, L.P. | Venture Capital Fund | $5.6M | $0.0M | 77 |
| HIGH ALPHA CAPITAL FUND III, L.P. | Venture Capital Fund | $85.0M | $0.3M | 18 |
| HIGH ALPHA CAPITAL FUND IV-A, L.P. | Venture Capital Fund | $0.3M | $0.1M | 2 |
| HIGH ALPHA CAPITAL FUND IV, L.P. | Venture Capital Fund | $89.3M | $0.1M | 40 |
| HIGH ALPHA CO-INVESTMENT II, LLC | Venture Capital Fund | $49.9M | $0.5M | 3 |
| HIGH ALPHA CO-INVESTMENT III, LLC | Venture Capital Fund | $6.0M | $1.5M | 3 |
| HIGH ALPHA CO-INVESTMENT, LLC | Venture Capital Fund | $26.6M | $0.3M | 9 |
| HIGH ALPHA SEED FUND, L.P. DBA HIGH ALPHA CAPITAL | Venture Capital Fund | $27.2M | $0.1M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KA VENTURES, LLC | Domestic Entity | – | CLASS A MEMBER | 05/2015 | 25-50% |
| FITZGERALD, MIKE | Individual | – | CLASS A MEMBER, MANAGER AND SECRETARY | 05/2015 | 25-50% |
| EMT INVESTMENTS, LLC | Domestic Entity | – | CLASS A MEMBER | 05/2015 | 25-50% |
| DORSEY, SCOTT, D. | Individual | – | MANAGER AND PRESIDENT | 05/2015 | < 5% |
| ANDERSEN, KRISTIAN | Individual | – | MANAGER AND TREASURER | 05/2015 | < 5% |
| TOBIAS, ERIC | Individual | – | MANAGER AND VICE PRESIDENT | 05/2015 | < 5% |
| DORSEY, SCOTT, D. | Individual | AREO VENTURES, LLC | SOLE MEMBER AND MANAGER | 11/2014 | > 75% |
| ANDERSEN, KRISTIAN | Individual | KA VENTURES, LLC | SOLE MEMBER | 01/2014 | > 75% |
| TOBIAS, ERIC | Individual | EMT INVESTMENTS, LLC | SOLE MEMBER | 04/2009 | > 75% |
| AREO VENTURES, LLC | Domestic Entity | – | CLASS A MEMBER | 05/2015 | 25-50% |