ALTA COMMUNICATIONS, INC.
Adviser information for ALTA COMMUNICATIONS, INC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-106481 |
|---|---|
| SEC ERA File Number | 802-106481 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162041 |
| Legal Entity Identifier | None |
Principal Office
30 MONUMENT SQUARESUITE 302
CONCORD
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-956-1318, Fax: 617-262-9779
Chief Compliance Officer
EILEEN M. TOTI
C.F.O.
30 MONUMENT SQUARE
SUITE 302
CONCORD
MA
United States
Tel:
617-956-1318
Fax:
617-262-9779
E****@***********M
(Full email address available in API data)
Industry Affiliates
| AEP EVH INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP FMR INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP K. HEEPS INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP MEDONE INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP REACH INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP RVA INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP SCI INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AEP TRIPLE H INVESTORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTA CCB RE HOLDCO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTA CIRC TV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTA COMMUNICATIONS INC. MANAGING MEMBER | Sponsor, GP, manager of pooled investment vehicles |
| ALTA COMMUNICATIONS IX MANAGERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALTA EQUITY PARTNERS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTA COMMUNICATIONS IX B, L.P. | Private Equity Fund | $0.7M | $0.1M | 3 |
| ALTA COMMUNICATIONS IX, L.P. | Private Equity Fund | $3.7M | $0.1M | 37 |
| ALTA IX ASSOCIATES, LLC | Private Equity Fund | $0.0M | $0.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIBBLE, TIMOTHY, L | Individual | – | SECRETARY, MANAGING GENERAL PARTNER | 05/1996 | 50-75% |
| MCNEILL, BRIAN, W | Individual | – | PRESIDENT, MANAGING GENERAL PARTNER | 05/1996 | 50-75% |
| TOTI, EILEEN, M | Individual | – | CCO, CFO, GENERAL PARTNER | 05/1996 | < 5% |