PLINIAN CAPITAL
PLINIAN CAPITAL LTD. Legal Name
Adviser information for PLINIAN CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-106756 |
|---|---|
| SEC ERA File Number | 802-106756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281571 |
| Legal Entity Identifier | 254900376U7SBJ6ST437 |
Principal Office
3 SHEEN ROADRICHMOND UPON THAMES
ENGLAND
United Kingdom
Monday - Friday, 8AM - 5PM
Tel: +44 2070960662, Fax: None
Websites
Chief Compliance Officer
BRADFORD A. MILLS
MANAGING DIRECTOR
3 SHEEN ROAD
RICHMOND UPON THAMES
ENGLAND
United Kingdom
Tel:
+16096641662
B******@*****************M
(Full email address available in API data)
Industry Affiliates
| CE MINING GP II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CE MINING GP III LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CE MINING FUND II L.P. | Private Equity Fund | $0.0M | $5.0M | 3 |
| CE MINING FUND III L.P. | Private Equity Fund | $34.7M | $2.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CE MINING HOLDING LIMITED | Foreign Entity | – | OWNER OF CE MINING GP II AND III LIMITED | 07/2015 | > 75% |
| MILLS, BRADFORD, ALAN | Individual | – | MANAGING DIRECTOR | 09/2009 | 50-75% |
| SANDER, MARK, VAN DYKE | Individual | – | FOUNDING PARTNER | 09/2009 | 10-25% |
| SWARUP, SANJAY | Individual | – | FOUNDING PARTNER | 09/2009 | < 5% |
| MAUVE, ANTON | Individual | – | PARTNER | 10/2010 | 10-25% |