PANGAEA VENTURES US INC.
Adviser information for PANGAEA VENTURES US INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-106970 |
|---|---|
| SEC ERA File Number | 802-106970 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281517 |
| Legal Entity Identifier | None |
Principal Office
5080 N 40TH STUNIT 105
PHOENIX
AZ
United States
Monday - Friday, 8AM - 5PM
Tel: 480 881 4602, Fax: None
Websites
Chief Compliance Officer
CHRIS ERICKSON
5080 N 40TH ST
UNIT 105
PHOENIX
AZ
United States
Tel:
(480)480-8814602
C****@******************M
(Full email address available in API data)
Industry Affiliates
| VENTURE CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PANGAEA PARTNERS LLC | Venture Capital Fund | $1.9M | $0.0M | 10 |
| PANGAEA VENTURES FUND III LP | Venture Capital Fund | $180.4M | $4.5M | 17 |
| PANGAEA VENTURES FUND IV (DELAWARE), LP | Venture Capital Fund | $15.0M | $0.1M | 4 |
| PANGAEA VENTURES FUND IV, LP | Venture Capital Fund | $65.9M | $0.1M | 15 |
| PANGAEA VENTURES IMPACT FUND LP | Venture Capital Fund | $71.2M | $0.1M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PANGAEA VENTURES LTD. | Foreign Entity | – | SHAREHOLDER | 01/2012 | > 75% |
| VICAP LLC | Domestic Entity | PANGAEA VENTURES LTD. | SHAREHOLDER | 10/2018 | 25-50% |
| ERICKSON, CHRISTIAN B | Individual | VICAP LLC | DIRECTOR OF PANGAEA VENTURES INC. AND SHAREHOLDER OF VICAP LLC | 10/2018 | 25-50% |
| Haughian, Andrew | Individual | PANGAEA VENTURES LTD. | DIRECTOR OF PANGAEA VENTURES INC. AND SHAREHOLDER OF MONOC CAPITAL INC. | 01/2020 | 25-50% |
| MONOC CAPITAL INC. | Foreign Entity | PANGAEA VENTURES LTD. | SHAREHOLDER OF PANGAEA VENTURES LTD. | 03/2020 | 25-50% |