CQS (UK) LLP
Adviser information for CQS (UK) LLP last updated from Form ADV on July 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-107009 |
|---|---|
| SEC ERA File Number | 802-107009 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282124 |
| Legal Entity Identifier | 5493001Q61UH59LGPR09 |
Principal Office
4TH FLOOR, ONE STRANDLONDON
United Kingdom
Monday - Friday, 9.00AM - 5.00PM
Tel: +44 20 7201 6900, Fax: +44 20 7201 1200
Chief Compliance Officer
ATHOLL WILTON
HEAD OF LEGAL AND COMPLIANCE
4TH FLOOR, ONE STRAND
LONDON
United Kingdom
Tel:
442072012482
A************@*******M
(Full email address available in API data)
Industry Affiliates
| CQS (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CQS (US), LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CQS INVESTMENT MANAGEMENT (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| CQS RCR FUND I GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CQS US FEEDER FUNDS (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BIWA FUND LIMITED | Hedge Fund | $1,463.7M | $100.0M | 4 |
| CQS CREDIT MULTI ASSET FUND, A SUB FUND OF CQS GLOBAL FUNDS (IRELAND) P.L.C. | LONG ONLY FUND | $5,028.5M | $1.0M | 123 |
| CQS DIRECTIONAL OPPORTUNITES MASTER FUND LIMITED | Hedge Fund | $2,576.3M | $5.0M | 548 |
| CQS RCR FUND I MASTER (DL) LP | PRIVATE | $5.1M | $5.0M | 2 |
| CQS RCR II FUND AGGREGATOR, LP | PRIVATE | $71.0M | $1.0M | 4 |
| RCR FUND I MASTER (EL) LP | PRIVATE | $116.2M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CQS MANAGEMENT LIMITED | Foreign Entity | – | CORPORATE MEMBER | 10/2015 | > 75% |
| HINTZE, MICHAEL | Individual | – | FOUNDER AND EXECUTIVE CHAIRMAN | 10/2015 | < 5% |
| MASSEY, PAUL, JONATHAN | Individual | – | CHIEF OPERATING OFFICER | 10/2019 | < 5% |
| CHABAREK, SORAYA | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2022 | < 5% |
| CQS MANAGEMENT LIMITED | Foreign Entity | CQS MANAGEMENT LIMITED | CORPORATE MEMBER | 03/2004 | > 75% |
| CQS JERSEY LIMITED | Foreign Entity | CQS MANAGEMENT LIMITED | SHAREHOLDER | 12/2018 | > 75% |
| CQS HOLDINGS (JERSEY) LIMITED | Foreign Entity | CQS JERSEY LIMITED | SHAREHOLDER | 09/2018 | > 75% |
| HINTZE, MICHAEL | Individual | CQS HOLDINGS (JERSEY) LIMITED | SHAREHOLDER | 07/2018 | > 75% |
| Hall, Mark | Individual | – | FINANCE DIRECTOR | 04/2021 | < 5% |
| Wilton, Atholl | Individual | – | HEAD OF LEGAL AND COMPLIANCE | 10/2022 | < 5% |
| SCORDELLIS, CRAIG | Individual | – | CHIEF INVESTMENT OFFICER, CREDIT, MULTI-ASSET CREDIT STRATEGIES | 03/2022 | < 5% |
| Walker, Jason | Individual | – | CHIEF INVESTMENT OFFICER, ABS | 05/2020 | < 5% |