SERES ASSET MANAGEMENT LIMITED
Adviser information for SERES ASSET MANAGEMENT LIMITED last updated from Form ADV on February 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107053 |
|---|---|
| SEC ERA File Number | 802-107053 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281537 |
| Legal Entity Identifier | 254900Y8CL89M2OFGI52 |
Principal Office
SUITE 1039, 10/F., CHAMPION TOWER, 3 GARDEN ROAD,CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9:00AM TO 6:00PM
Tel: 852 3901 8762, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLACKBIRD GLOBAL GROWTH FUND | Hedge Fund | $58.4M | $1.0M | 1 |
| RAPTOR GLOBAL INCOME FUND | Hedge Fund | $21.8M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERLANSON, EVAN, HARMON | Individual | – | SHAREHOLDER | 09/2012 | 5-10% |
| ERLANSON, EVAN, HARMON | Individual | – | CHIEF INVESTMENT OFFICER | 06/2009 | 5-10% |
| ALLIED ADVANCE GLOBAL LIMITED | Foreign Entity | – | OWNER | 09/2012 | > 75% |
| ERLANSON, EVAN, HARMON | Individual | ALLIED ADVANCE GLOBAL LIMITED | SOLE OWNER | 09/2012 | > 75% |
| CHU, MELODY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |