CROSS OCEAN ADVISER LLP
Adviser information for CROSS OCEAN ADVISER LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-107174 |
|---|---|
| SEC ERA File Number | 802-107174 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282145 |
| Legal Entity Identifier | 549300453ZHX6SMI0A11 |
Principal Office
2 ST. JAMES'S MARKETLONDON
United Kingdom
Monday - Friday, 9:00AM - 6:00PM GMT
Tel: 0044 207 653 6200, Fax: 0044 207 504 8220
Chief Compliance Officer
HUGH PHILLIPS
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER - EUROPE
2 ST. JAMES'S MARKET
LONDON
United Kingdom
Tel:
0044 207 653 6206
Fax:
0044 207 504 8220
L****@*********************M
(Full email address available in API data)
Industry Affiliates
| CROSS OCEAN ADVISER (IRELAND) LIMITED | Other investment adviser, including financial planners |
| CROSS OCEAN AVIATION FUND I GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN ESS FUND II GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN ESS FUND III GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN ESS FUND IV GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN ESS MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CROSS OCEAN GCDF I GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN GLOBAL SIF (H) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN GSS GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN PARTNERS MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CROSS OCEAN SENIOR CREDIT FUND (ALPHA) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN SENIOR CREDIT FUND (BRAVO) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN SIF ESS FUND (B) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CROSS OCEAN SIF ESS FUND (K) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ESS FUND I GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| STONE POINT CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOSPHORUS CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $287.9M | $0.1M | 1 |
| BOSPHORUS CLO IX DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $244.5M | $0.1M | 1 |
| BOSPHORUS CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $380.0M | $0.1M | 1 |
| BOSPHORUS CLO VI DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $382.9M | $0.1M | 1 |
| BOSPHORUS CLO VII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $440.1M | $0.1M | 1 |
| BOSPHORUS CLO VIII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $333.0M | $0.1M | 1 |
| CROSS OCEAN CORPORATE FINANCING 1 DAC | RISK RETENTION FUND | $147.8M | $0.1M | 11 |
| CROSS OCEAN ESS MASTER FUND III L.P. | Hedge Fund | $691.5M | $5.0M | 24 |
| CROSS OCEAN ESS MASTER FUND IV L.P. | Hedge Fund | $616.5M | $5.0M | 455 |
| CROSS OCEAN EUR ESS FUND I L.P. | Hedge Fund | $22.1M | $5.0M | 32 |
| CROSS OCEAN EUR ESS FUND II L.P. | Hedge Fund | $45.8M | $5.0M | 14 |
| CROSS OCEAN SENIOR CREDIT FUND (BRAVO) L.P. | Hedge Fund | $103.6M | $5.0M | 1 |
| CROSS OCEAN SIF ESS FUND (K) L.P. | Hedge Fund | $355.7M | $0.1M | 1 |
| CROSS OCEAN USD ESS FUND I L.P. | Hedge Fund | $11.6M | $5.0M | 16 |
| CROSS OCEAN USD ESS FUND II L.P. | Hedge Fund | $120.1M | $5.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDSMITH, GRAHAM, CAMPBELL | Individual | – | CEO AND CO-CHIEF INVESTMENT OFFICER | 07/2015 | < 5% |
| CROSS OCEAN (UK) LIMITED | Foreign Entity | – | CORPORATE MEMBER | 06/2015 | > 75% |
| ZANDER, CHRISTOPHER, STEVEN | Individual | – | PARTNER, HEAD OF ESS BUSINESS, CO-CHIEF INVESTMENT OFFICER | 07/2015 | < 5% |
| HEANLY, STEVEN, WARBURTON | Individual | – | PARTNER, SENIOR PORTFOLIO MANAGER, HEAD OF RESEARCH | 07/2015 | < 5% |
| AITKEN, ANDREW, JONATHAN | Individual | – | PARTNER, GLOBAL CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | 07/2015 | < 5% |
| GOLDSMITH, GRAHAM, CAMPBELL | Individual | GG MANAGERS LLC | MEMBER | 05/2015 | > 75% |
| CROSS OCEAN UK-I L.P. | Foreign Entity | CROSS OCEAN (UK) LIMITED | SOLE SHAREHOLDER | 06/2015 | > 75% |
| GG MANAGERS LLC | Domestic Entity | CROSS OCEAN UK-I L.P. | PARTNER | 05/2015 | 25-50% |
| ZANDER, CHRISTOPHER, STEVEN | Individual | CROSS OCEAN UK-I L.P. | PARTNER | 05/2015 | 25-50% |
| GUY, BEESTON, ANTHONY | Individual | – | HEAD OF EUROPEAN CLO'S | 01/2022 | < 5% |