CENTRAL ASSET INVESTMENTS AND MANAGEMENT HOLDINGS (HK) LIMITED
Adviser information for CENTRAL ASSET INVESTMENTS AND MANAGEMENT HOLDINGS (HK) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-107364 |
|---|---|
| SEC ERA File Number | 802-107364 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282479 |
| Legal Entity Identifier | 254900CQLJTKDAJMXT72 |
Principal Office
ROOM 3403 GLOUCESTER TOWER15 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9 AM - 6 PM
Tel: 852 3105-3878, Fax: 852 3105-3877
Chief Compliance Officer
NoneIndustry Affiliates
| CAI INVESTMENT FUND MANAGEMENT (SHENZHEN) CO.LTD | Other investment adviser, including financial planners |
| CENTRAL ASSET INVESTMENTS GP (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CENTRAL ASSET INVESTMENTS MANAGEMENT (CAYMAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAI GLOBAL MASTER FUND, L.P. | Hedge Fund | $233.9M | $1.0M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAM, EDDIE, SUN-KEUNG | Individual | – | CHIEF INVESTMENT OFFICER | 05/2005 | > 75% |
| YEUNG, YIN TAK, ARMAND | Individual | – | DIRECTOR | 12/2007 | < 5% |
| YIP, STEPHEN, MING CHUN | Individual | – | CHIEF OPERATING OFFICER | 02/2015 | < 5% |