TRELLUS MANAGEMENT COMPANY, LLC
Adviser information for TRELLUS MANAGEMENT COMPANY, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
1615 S. CONGRESS AVENUESUITE 103
DELRAY BEACH
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 646-561-2620, Fax: 646-561-2620
Chief Compliance Officer
JAMES SCAPLEN
CHIEF FINANCIAL OFFICER
1615 S. CONGRESS AVENUE
SUITE 103
DELRAY BEACH
FL
United States
Tel:
646-561-2622
Fax:
646-561-2620
J*******@**********M
(Full email address available in API data)
Industry Affiliates
| TRELLUS COMPANY, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRELLUS PARTNERS, L.P. | Hedge Fund | $80.4M | $1.0M | 21 |
| TRELLUS SMALL CAP OPPORTUNITY FUND, L.P. | Hedge Fund | $32.5M | $1.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCAPLEN, JAMES, LEE | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 07/2012 | < 5% |
| USDAN, ADAM, NMN | Individual | – | PRESIDENT, PORTFOLIO MANAGER AND MANAGING MEMBER | 01/1994 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed October 24th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | COM | 514K | 5K | – |
| ALTERYX INC | COM CL A | 1M | 28K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 5M | 41K | – |
| APPLIED DIGITAL CORP | COM NEW | 499K | 80K | – |
| ASPEN AEROGELS INC | COM | 2M | 220K | – |
| AUTODESK INC | COM | 828K | 4K | – |
| AVIAT NETWORKS INC | COM NEW | 983K | 32K | – |
| BILL HOLDINGS INC | COM | 326K | 3K | – |
| BLOCK INC | CL A | 443K | 10K | – |
| CARNIVAL CORP | COMMON STOCK | 137K | 10K | – |
| CARPARTS COM INC | COM | 742K | 180K | – |
| CECO ENVIRONMENTAL CORP | COM | 779K | 49K | – |
| CENTENE CORP DEL | COM | 2M | 30K | – |
| CEPTON INC | COM NEW | 220K | 58K | – |
| CHEWY INC | CL A | 365K | 20K | – |
| CLEAN ENERGY FUELS CORP | COM | 728K | 190K | – |
| CODEXIS INC | COM | 416K | 220K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 361K | 175K | – |
| DATADOG INC | CL A COM | 319K | 4K | – |
| DIGITAL TURBINE INC | COM NEW | 605K | 100K | – |
| DIGITAL TURBINE INC | COM NEW | 2M | 300K | – |
| DIREXION SHS ETF TR | DRX S&P500BULL | 352K | 5K | – |
| DISNEY WALT CO | COM | 1M | 13K | – |
| DOCGO INC | COM | 190K | 36K | – |
| DOCUSIGN INC | COM | 420K | 10K | – |
| EBIX INC | COM NEW | 1M | 115K | – |
| ENERSYS | COM | 473K | 5K | – |
| FASTLY INC | CL A | 280K | 15K | – |
| FULGENT GENETICS INC | COM | 1M | 43K | – |
| GENASYS INC | COM | 121K | 60K | – |
| GENEDX HOLDINGS CORP | COM CL A | 564K | 155K | – |
| GENIUS SPORTS LIMITED | SHARES CL A | 301K | 57K | – |
| GLOBALSTAR INC | COM | 894K | 682K | – |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 693K | 110K | – |
| LGI HOMES INC | COM | 249K | 3K | – |
| LIFE TIME GROUP HOLDINGS INC | COMMON STOCK | 152K | 10K | – |
| MATCH GROUP INC NEW | COM | 313K | 8K | – |
| MOSAIC CO NEW | COM | 356K | 10K | – |
| NORFOLK SOUTHN CORP | COM | 689K | 4K | – |
| PACIFIC BIOSCIENCES CALIF IN | COM | 927K | 111K | – |
| PEPSICO INC | COM | 339K | 2K | – |
| PERFORMANT FINL CORP | COM | 791K | 350K | – |
| PROSHARES TR | ULTRAPRO SHT QQQ | 838K | 41K | – |
| PROSHARES TR II | SHT VIX ST TRM | 863K | 10K | – |
| PROSHARES TR II | ULTRA BLOOMBERG | 789K | 15K | – |
| PROSOMNUS INC | *W EXP 04/20/202 | 3K | 38K | – |
| QUIDELORTHO CORP | COM | 3M | 47K | – |
| RANPAK HOLDINGS CORP | COM CL A | 1M | 209K | – |
| SPDR GOLD TR | GOLD SHS | 5M | 30K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 11M | 25K | – |
| UBER TECHNOLOGIES INC | COM | 532K | 12K | – |
| VERTEX ENERGY INC | COM | 9M | 2M | – |
| VICOR CORP | COM | 8M | 130K | – |
| WESTPORT FUEL SYSTEMS INC | COM | 504K | 83K | – |
| WW INTL INC | COM | 165K | 15K | – |