EQUIS PTE. LTD.
Adviser information for EQUIS PTE. LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107496 |
|---|---|
| SEC ERA File Number | 802-107496 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282164 |
| Legal Entity Identifier | None |
Principal Office
31 BOON TAT STREET#03-01
SINGAPORE
Singapore
Monday - Friday, 9AM - 6PM
Tel: 65 6220 0040, Fax: 65 6220 0042
Chief Compliance Officer
RICHARD KRAMER
GROUP GENERAL COUNSEL
31 BOON TAT STREET
#03-01
SINGAPORE
Singapore
Tel:
65 6220 0040
Fax:
65 6220 0042
E***************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EQUIS ASIA CO INVEST FUND | Private Equity Fund | $1.6M | $0.0M | 7 |
| EQUIS ASIA FUND II, LP | Private Equity Fund | $1.4M | $10.0M | 16 |
| EQUIS ASIA FUND LP | Private Equity Fund | $2.2M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EQUIS HOLDINGS | Foreign Entity | – | SHAREHOLDER | 04/2012 | > 75% |
| YANG, SUNG WOO | Individual | – | DIRECTOR | 07/2019 | < 5% |
| Russell, David, Charles | Individual | – | DIRECTOR | 10/2010 | < 5% |
| SECEN, DAMIAN, RONALD | Individual | – | DIRECTOR | 07/2019 | < 5% |
| BALLIN, ADAM, BERNHARD | Individual | – | DIRECTOR | 07/2019 | < 5% |
| KRAMER, RICHARD, CHARLES | Individual | – | DIRECTOR | 12/2020 | < 5% |