MMF CAPITAL MANAGEMENT V LLC
Adviser information for MMF CAPITAL MANAGEMENT V LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107565 |
|---|---|
| SEC ERA File Number | 802-107565 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165345 |
| Legal Entity Identifier | None |
Principal Office
55 WEST MONROE STREETSUITE 3650
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 312-291-7300, Fax: 312-345-0665
Chief Compliance Officer
PAUL G. KREIE
SENIOR MANAGING DIRECTOR
55 W MONROE STREET
SUITE 3650
CHICAGO
IL
United States
Tel:
312-291-7300
Fax:
312-345-0665
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| MIDWEST MEZZANINE MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIDWEST MEZZANINE MANAGEMENT V SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIDWEST MEZZANINE MANAGEMENT V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIDWEST MEZZANINE MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MIDWEST MEZZANINE FUND V SBIC, LP | Private Equity Fund | $59.0M | $0.5M | 26 |
| MIDWEST MEZZANINE FUND V, L.P. | Private Equity Fund | $18.9M | $1.0M | 8 |
| MIDWEST MEZZANINE FUND VI SBIC, LP | Private Equity Fund | $264.5M | $0.5M | 43 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSTER, CHARLES, MICHAEL | Individual | – | SENIOR MANAGING DIRECTOR | 09/2012 | < 5% |
| KREIE, PAUL, G. | Individual | – | SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 09/2012 | < 5% |
| THE MICHAEL C. FOSTER, III TRUST DATED APRIL 20, 2000 | Domestic Entity | – | TRUSTEE | 09/2012 | 25-50% |
| THE PAUL G. KREIE TRUST DATED MARCH 20, 2006 | Domestic Entity | – | TRUSTEE | 09/2012 | 25-50% |
| FOSTER, CHARLES, MICHAEL | Individual | THE MICHAEL C. FOSTER, III TRUST DATED APRIL 20, 2000 | TRUSTEE | 04/2000 | 25-50% |
| KREIE, PAUL, G. | Individual | THE PAUL G. KREIE TRUST DATED MARCH 20, 2006 | TRUSTEE | 03/2006 | 25-50% |
| Winters, Ana | Individual | – | MANAGING DIRECTOR | 01/2019 | 25-50% |