ST. CLOUD CAPITAL
ST. CLOUD CAPITAL II, LLC Legal Name
Adviser information for ST. CLOUD CAPITAL last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-107607 |
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SEC ERA File Number | 802-107607 |
SEC CIK Numbers | None |
SEC CRD Numbers | 157409 |
Legal Entity Identifier | None |
Principal Office
10866 WILSHIRE BLVD.SUITE 1450
LOS ANGELES
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 310-475-2700, Fax: 310-475-0550
Websites
Chief Compliance Officer
NoneIndustry Affiliates
SCGP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
SCGP III SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
SCGP IV SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
ST. CLOUD CAPITAL III SBIC, LLC | Other investment adviser, including financial planners |
ST. CLOUD CAPITAL IV SBIC, LLC | Other investment adviser, including financial planners |
ST. CLOUD SPECIAL LIMITED PARTNER IV, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
ST. CLOUD CAPITAL PARTNERS II, LP | Private Equity Fund | $1.8M | $5.0M | 20 |
ST. CLOUD CAPITAL PARTNERS III SBIC, LP | Private Equity Fund | $180.4M | $5.0M | 45 |
ST. CLOUD CAPITAL PARTNERS IV SBIC, LP | Private Equity Fund | $36.8M | $5.0M | 10 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LAUTZ, ROBERT | Individual | – | MANAGING MEMBER | 05/2007 | 25-50% |
ROZELLE, KACY, RAYMOND | Individual | – | MANAGING MEMBER | 05/2007 | 25-50% |
HOM, BEN | Individual | – | MANAGING MEMBER | 05/2007 | 25-50% |