C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT I, LP
Adviser information for C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT I, LP last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107623 |
|---|---|
| SEC ERA File Number | 802-107623 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173816 |
| Legal Entity Identifier | None |
Principal Office
7 CENTRAL STREETSUITE 180
ARLINGTON
MA
United States
Monday - Friday, 9AM-5PM
Tel: 781-646-7823, Fax: 617-663-6165
Chief Compliance Officer
NoneIndustry Affiliates
| TRANSFORMATIVE ENERGY & MATERIALS CAPITAL GP I LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRANSFORMATIVE ENERGY & MATERIALS CAPITAL INC | Other investment adviser, including financial planners |
| VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS GP I, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VANTERRA TRANSFORMATIVE ENERGY & MATERIALS AIV-A LP | Private Equity Fund | $3.1M | $0.0M | 9 |
| VANTERRA TRANSFORMATIVE ENERGY & MATERIALS FUND I LP | Private Equity Fund | $0.3M | $0.3M | 6 |
| VANTERRA TRANSFORMATIVE ENERGY & MATERIALS PARALLEL FUND I LP | Private Equity Fund | $0.4M | $0.3M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sylvia, John, George | Individual | – | LIMITED PARTNER OF C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT I, LP | 07/2010 | 25-50% |
| Preston, John, Thomas | Individual | – | LIMITED PARTNER OF C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT I, LP | 07/2010 | 25-50% |
| C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT GP I, LLC | Domestic Entity | – | GENERAL PARTNER OF C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT I, LP | 07/2010 | < 5% |
| VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MGP I, LLC | Domestic Entity | – | GENERAL PARTNER OF VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS GP I, LP | 07/2010 | < 5% |
| TEM CAPITAL SGP LTD. | Foreign Entity | – | SHAREHOLDER OF TRANSFORMATIVE ENERGY & MATERIALS CAPITAL GP I, LTD. | 11/2011 | 5-10% |
| AF TEM INC | Domestic Entity | – | LIMITED PARTNER OF VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS GP I, LP | 03/2012 | 50-75% |
| Preston, John, Thomas | Individual | – | LIMITED PARTNER OF VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS GP I, LP | 11/2011 | 5-10% |
| Preston, John, Thomas | Individual | – | DIRECTOR OF TRANSFORMATIVE ENERGY & MATERIALS CAPITAL GP I, LTD. | 11/2011 | < 5% |
| Preston, John, Thomas | Individual | C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT GP I, LLC | MEMBER | 07/2010 | > 75% |
| C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT SLP GP I, LLC | Domestic Entity | VANTERRA C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MGP I, LLC | MEMBER | 07/2010 | 50-75% |
| Preston, John, Thomas | Individual | C CHANGE TRANSFORMATIVE ENERGY & MATERIALS MANAGEMENT SLP GP I, LLC | MEMBER | 07/2010 | > 75% |
| PQN HOLDINGS, LTD. | Foreign Entity | QUADRANT VANTERRA HOLDINGS LTD. | SHAREHOLDER | 08/2008 | > 75% |
| EVEREST TRUST | Foreign Entity | PQN HOLDINGS, LTD. | SHAREHOLDER | 10/2013 | > 75% |
| QUASHA, WAYNE, GRANT | Individual | EVEREST TRUST | OWNER | 09/2013 | > 75% |