TOPSPIN MANAGEMENT COMPANY LLC
Adviser information for TOPSPIN MANAGEMENT COMPANY LLC last updated from Form ADV on February 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107642 |
|---|---|
| SEC ERA File Number | 802-107642 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167763 |
| Legal Entity Identifier | None |
Principal Office
96 IU WILLETS ROADOLD WESTBURY
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 516-625-9400, Fax: 516-625-9499
Chief Compliance Officer
STEVEN WINICK
MANAGING MEMBER
96 IU WILLETS ROAD
OLD WESTBURY
NY
United States
Tel:
516-625-9400
Fax:
516-625-9499
S******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOPSPIN ASSOCIATES, LP | Venture Capital Fund | $1.0M | $0.1M | 79 |
| TOPSPIN BIOTECH FUND II, L.P. | Venture Capital Fund | $8.4M | $0.0M | 7 |
| TOPSPIN FUND, LP | Venture Capital Fund | $98.5M | $0.0M | 37 |
| TOPSPIN MINI-FUND, LP | Venture Capital Fund | $29.1M | $0.0M | 5 |
| TOPSPIN PARTNERS, LP | Venture Capital Fund | $21.9M | $1.0M | 96 |
| TOPSPIN SFC HOLDINGS, LLC | Venture Capital Fund | $0.0M | $0.0M | 64 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUTHART, LEO, ABNER | Individual | – | MANAGING MEMBER | 08/2000 | > 75% |
| WINICK, STEVEN, JAY | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 08/2000 | < 5% |