MILLSTONE CAPITAL ADVISORS, LLC
Adviser information for MILLSTONE CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-107648 |
|---|---|
| SEC ERA File Number | 802-107648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167266 |
| Legal Entity Identifier | None |
Principal Office
7733 FORSYTH BLVD.SUITE 1525
SAINT LOUIS
MO
United States
Monday - Friday, 8 AM TO 5:00 PM
Tel: 314-450-7799, Fax: 314-450-7200
Websites
Chief Compliance Officer
ROBERT MILLSTONE
MANAGING PARTNER
7733 FORSYTH BLVD, SUITE 1525
ST. LOUIS
MO
United States
Tel:
314-450-7799
Fax:
314-450-7200
R*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLACK ROCK HOLDINGS, LLC | Private Equity Fund | $14.6M | $6.4M | 5 |
| FSM FUND I, LP | Private Equity Fund | $38.6M | $0.3M | 45 |
| FSM FUND II, LP | Private Equity Fund | $1.8M | $0.0M | 56 |
| FSM SOLAR CO-INVEST, LLC | Private Equity Fund | $0.0M | $0.0M | 11 |
| LC CO INVEST HOLDINGS, LP | Private Equity Fund | $26.7M | $0.0M | 18 |
| MCA TALOS, LLC | CO_INVESTMENT IN A PRIVATE COMPANY | $3.4M | $0.0M | 30 |
| NF CO-INVEST, LLC | OWNS AN INTEREST IN A PRIVATELY HELD COMPANY | $5.8M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLSTONE, ROBERT, DONALD | Domestic Entity | THE MILLSTONE COMPANY | ROBERT MILLSTONE OWNS 100% OF THE MILLSTONE COMPANY, AND THE MILLSTONE COMPANY OWNS 100% OF MILLSTONE CAPITAL ADVISORS | 09/2012 | > 75% |
| THE MILLSTONE COMPANY | Domestic Entity | – | SOLE SHAREHOLDER | 09/2012 | > 75% |
| MILLSTONE, ROBERT, DONALD | Individual | – | MANAGING PARTNER | 09/2012 | > 75% |
| FLEGEL, FRED | Individual | – | SENIOR PARTNER | 09/2012 | < 5% |
| WARTICOVSCHI, TOBY | Individual | – | PARTNER | 08/2015 | < 5% |
| Sahrmann, Gary | Individual | – | CHIEF FINANCIAL OFFICER | 08/2015 | < 5% |