ARIOSE CAPITAL MANAGEMENT LIMITED
Adviser information for ARIOSE CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-107749 |
|---|---|
| SEC ERA File Number | 802-107749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283578 |
| Legal Entity Identifier | 5493007J5V2KU1MYG690 |
Principal Office
SUITE 505, 5TH FLOOR, ICBC TOWER3 GARDEN ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM-6PM
Tel: 852 2325-2999, Fax: 852 2325-9899
Chief Compliance Officer
NoneIndustry Affiliates
| SHANGHAI RAN YI INVESTMENT CONSULTANCY LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARIOSE CHINA GROWTH FUND | Hedge Fund | $280.9M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| XIN, Yi | Individual | – | DIRECTOR | 01/2012 | > 75% |
| XIN, Yi | Individual | ARIOSE CAPITAL MANAGEMENT | DIRECTOR AND 100% SHAREHOLDER OF ARIOSE CAPITAL MANAGEMENT | 12/2010 | > 75% |
| ARIOSE CAPITAL MANAGEMENT | Foreign Entity | – | 100% SHAREHOLDER | 08/2016 | > 75% |
| Blake, Anthony, Peter | Individual | – | CHIEF OPERATING OFFICER | 12/2016 | < 5% |