VANGUARD INVESTMENTS CANADA INC.
Adviser information for VANGUARD INVESTMENTS CANADA INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
22 ADELAIDE STREET WESTSUITE 2500
TORONTO, ONTARIO
Canada
Monday - Friday, 8:30AM-5:00PM EST
Tel: 416-263-7100, Fax: 484-582-7034
Chief Compliance Officer
TERESA TROPEA
HEAD OF COMPLIANCE-CANADA
22 ADELAIDE STREET WEST
SUITE 2500
TORONTO, ONTARIO
Canada
Tel:
416-933-4634
Fax:
484-582-7034
T************@***********M
(Full email address available in API data)
Industry Affiliates
| VANGUARD ASSET MANAGEMENT, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GLOBAL ADVISERS, LLC | Other investment adviser, including financial planners |
| VANGUARD GROUP (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GROUP EUROPE GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| VANGUARD GROUP INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS UK, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD MARKETING CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VANGUARD M�XICO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD SUPER PTY LTD | Trust companyPension consultant |
| VGI INSURANCE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VIC 500 VANGUARD GLOBAL CREDIT BOND FUND | MUTUAL FUND | $32.3M | $0.0M | 476 |
| VIC 600 VANGUARD GLOBAL EQUITY FUND | MUTUAL FUND | $25.8M | $0.0M | 1340 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOCK, KATHLEEN, C | Individual | – | DIRECTOR, CHAIR, MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRINCIPAL | 10/2018 | < 5% |
| ZEALOUS, INC. | Domestic Entity | – | STOCKHOLDER | 05/2011 | > 75% |
| VANGUARD GROUP INC | Domestic Entity | ZEALOUS, INC. | STOCKHOLDER | 05/2010 | > 75% |
| BUCHANAN, CHRISTINE, M | Individual | – | DIRECTOR | 12/2020 | < 5% |
| TROPEA, TERESA, VANESSA | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF COMPLIANCE | 04/2022 | < 5% |
| CHAMBERLAIN, CATHERINE, M | Individual | – | DIRECTOR, CORPORATE SECRETARY AND HEAD OF LEGAL & COMPLIANCE | 10/2018 | < 5% |
| FINNEGAN, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |