MCP INVESTMENT MANAGEMENT LIMITED
Adviser information for MCP INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-108010 |
|---|---|
| SEC ERA File Number | 802-108010 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284313 |
| Legal Entity Identifier | None |
Principal Office
UNIT 1803, 18/F, LEE GARDEN THREE1 SUNNING ROAD, CAUSEWAY BAY
HONG KONG
Hong Kong
Monday - Friday, 9:00AM - 6:00PM
Tel: 852 2525 3228, Fax: 852 2869 6718
Chief Compliance Officer
EVE YEUNG
PARTNER
UNIT 1803, 18/F, LEE GARDEN THREE
1 SUNNING ROAD, CAUSEWAY BAY
HONG KONG
Hong Kong
Tel:
852 25253228
Fax:
852 2869 6718
E********@*********M
(Full email address available in API data)
Industry Affiliates
| MCP ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MCP CAPITAL MANAGEMENT (CAYMAN) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MCP CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MCP MANAGEMENT (CAYMAN) LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KMIC FUND SELECTION - KMIC JAPAN EQUITY LONG SHORT FUND | Hedge Fund | $80.6M | $0.7M | 1 |
| OASIS VALUE ALPHA FUND | Hedge Fund | $66.5M | $1.0M | 7 |
| OASIS VALUE LONG FUND | Hedge Fund | $259.9M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCP CAPITAL MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | HOLDING COMPANY | 04/2007 | > 75% |
| TANAKA, TETSUYA | Individual | – | DIRECTOR | 04/2007 | < 5% |
| OCHI, TETSUO | Individual | – | DIRECTOR | 03/2007 | < 5% |
| FUJII, SHUN | Individual | MCP CAPITAL MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 12/2006 | 25-50% |
| OCHI, TETSUO | Individual | MCP CAPITAL MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 12/2006 | 25-50% |
| COLES, RICHARD HAYLOCK | Individual | – | INDEPENDENT DIRECTOR | 11/2018 | < 5% |
| YEUNG, MEI HA | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2014 | < 5% |
| WINDSOR, MONINA MONETTE | Individual | – | INDEPENDENT DIRECTOR | 06/2021 | < 5% |