FORESIGHT AUSTRALIA FUNDS MANAGEMENT LIMITED
Adviser information for FORESIGHT AUSTRALIA FUNDS MANAGEMENT LIMITED last updated from Form ADV on June 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-108143 |
|---|---|
| SEC ERA File Number | 802-108143 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281800 |
| Legal Entity Identifier | None |
Principal Office
SUITE 5.03, LEVEL 5, 20 HUNTER STREETSYDNEY NSW
Australia
Monday - Friday, 9:00-5:00
Tel: 02 8071 1202, Fax: 02 8071 1222
Chief Compliance Officer
JOSEPH CREMIN
HEAD OF RISK & COMPLIANCE AND COMPANY SECRETARY
SUITE 1, LEVEL 1, 150 COLLINS STREET
MELBOURNE, VIC
Australia
Tel:
61 3 8680 3513
Fax:
61 3 8680 3555
J******@*******************M
(Full email address available in API data)
Industry Affiliates
| INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INFRASTRUCTURE SPECIALIST ASSET MANAGEMENT LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIVERSIFIED INFRASTRUCTURE TRUST | Private Equity Fund | $552.8M | $0.7M | 15 |
| DIVERSIFIED INFRASTRUCTURE TRUST 2 | Private Equity Fund | $113.2M | $0.7M | 15 |
| ENERGY INFRASTRUCTURE TRUST | Private Equity Fund | $1,087.8M | $0.7M | 22 |
| KINETIC CO-INVESTMENT TRUST | Private Equity Fund | $108.5M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORESIGHT CAPITAL HOLDINGS PTY LTD | Foreign Entity | – | SHAREHOLDER | 12/2000 | > 75% |
| PICKERING, ANDREW, JOHN | Individual | – | CHIEF INVESTMENT OFFICER AND DIRECTOR | 08/2009 | < 5% |
| FITZPATRICK, MICHAEL, CLIFFORD | Individual | – | ALTERNATE DIRECTOR | 09/2022 | < 5% |
| LAIDLAW, THOMAS, JOHN | Individual | – | MANAGING DIRECTOR | 02/2012 | < 5% |
| MCGUIRE, MELISSA, LOUISE | Individual | – | CHIEF FINANCIAL OFFICER | 12/2013 | < 5% |
| Beaver, Daniel | Individual | – | EXECUTIVE DIRECTOR | 12/2022 | < 5% |
| Cremin, Joseph | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| FORESIGHT CAPITAL HOLDINGS PTY LTD | Foreign Entity | – | SHAREHOLDER OF INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | 09/2015 | > 75% |
| MCGUIRE, MELISSA, LOUISE | Individual | – | CHIEF FINANCIAL OFFICER OF INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | 09/2015 | < 5% |
| FORESIGHT GROUP AUSTRALIA BIDCO PTY LTD | Foreign Entity | FORESIGHT CAPITAL HOLDINGS PTY LTD | SHAREHOLDER | 09/2022 | > 75% |
| FORESIGHT GROUP AUSTRALIA HOLDCO PTY LTD | Foreign Entity | FORESIGHT GROUP AUSTRALIA BIDCO PTY LTD | SHAREHOLDER | 07/2022 | > 75% |
| FORESIGHT GROUP HOLDINGS (UK) LIMITED | Foreign Entity | FORESIGHT GROUP AUSTRALIA HOLDCO PTY LTD | SHAREHOLDER | 07/2022 | > 75% |
| FORESIGHT GROUP HOLDINGS LIMITED | Foreign Entity | FORESIGHT GROUP HOLDINGS (UK) LIMITED | SHAREHOLDER | 10/2016 | > 75% |
| BEAU PORT INVESTMENTS LIMITED | Foreign Entity | FORESIGHT GROUP HOLDINGS LIMITED | SHAREHOLDER | 04/2021 | 25-50% |
| Fairman, Bernard | Individual | BEAU PORT INVESTMENTS LIMITED | SHAREHOLDER | 04/2021 | > 75% |
| PICKERING, ANDREW, JOHN | Individual | – | DIRECTOR OF INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | 11/2022 | < 5% |
| Aitchison, Nigel, Ian | Individual | – | DIRECTOR | 09/2022 | < 5% |
| Aitchison, Nigel, Ian | Individual | – | DIRECTOR OF INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | 09/2022 | < 5% |
| Hammond, Matthew, John | Individual | – | DIRECTOR | 11/2022 | < 5% |
| Hammond, Matthew, John | Individual | – | DIRECTOR OF INFRASTRUCTURE CAPITAL SERVICES PTY LIMITED | 11/2022 | < 5% |
| Lloyd, Edward, James | Individual | – | EXECUTIVE DIRECTOR | 09/2016 | < 5% |