VANGUARD INVESTMENTS UK, LIMITED
Adviser information for VANGUARD INVESTMENTS UK, LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
THE WALBROOK BUILDING25 WALBROOK
LONDON
United Kingdom
Monday - Friday, 9:00AM TO 5:00PM
Tel: 44 203 753 5600, Fax: None
Chief Compliance Officer
PHILIP COFFER
CHIEF COMPLIANCE OFFICER VAM, HEAD OF OGC EUROPE
THE WALBROOK BUILDING
25 WALBROOK
LONDON
United Kingdom
Tel:
44 7703 571 961
P**********@*************K
(Full email address available in API data)
Industry Affiliates
| VANGUARD ASSET MANAGEMENT, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GLOBAL ADVISERS, LLC | Other investment adviser, including financial planners |
| VANGUARD GROUP (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GROUP EUROPE GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| VANGUARD GROUP INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD MARKETING CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VANGUARD M�XICO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD SUPER PTY LTD. | Trust companyPension consultant |
| VGI INSURANCE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZEALOUS, INC. | Domestic Entity | VANGUARD ASSET SERVICES, LTD. | STOCKHOLDER | 04/2010 | > 75% |
| VANGUARD GROUP INC | Domestic Entity | ZEALOUS, INC. | STOCKHOLDER | 05/2010 | > 75% |
| VANGUARD INDEX FUNDS | Domestic Entity | VANGUARD GROUP INC | STOCKHOLDER | 08/1976 | 25-50% |
| VANGUARD ASSET SERVICES, LTD. | Foreign Entity | – | STOCKHOLDER | 01/2011 | > 75% |
| WATERS, DANIEL, FLYNN | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 07/2019 | < 5% |
| BENDL, JOHN | Individual | – | NON-EXECUTIVE DIRECTOR AND CHAIRMAN | 01/2021 | < 5% |
| ERASMUS, MAUREEN, ANNE | Individual | – | INDEPENDENT NON-EXECUTIVE DIRECTOR | 02/2021 | < 5% |
| LAIDLAW, ROBYN | Individual | – | EXECUTIVE DIRECTOR | 04/2022 | < 5% |
| JAKUBOWSKI, PAUL | Individual | – | EXECUTIVE DIRECTOR | 04/2022 | < 5% |
| COFFER, PHILIP, GRAHAM | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |