CINCYTECH, LLC
Adviser information for CINCYTECH, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-108304 |
|---|---|
| SEC ERA File Number | 802-108304 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284743 |
| Legal Entity Identifier | None |
Principal Office
2900 READING RDSUITE 410
CINCINNATI
OH
United States
Monday - Friday, 8:30-5:30
Tel: 513-263-2720, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| CINCYTECH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CINCYTECH MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CINCYTECH SUSTAINABILITY, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CINCYTECH 2013 FOLLOW-ON FUND I, LLC | Venture Capital Fund | $2.6M | $0.1M | 23 |
| CINCYTECH 4 PLUS FUND, LLC | Venture Capital Fund | $1.8M | $0.0M | 45 |
| CINCYTECH FUND I, LLC | Venture Capital Fund | $6.2M | $0.1M | 6 |
| CINCYTECH FUND II, LLC | Venture Capital Fund | $6.7M | $0.1M | 17 |
| CINCYTECH FUND III, LLC | Private Equity Fund | $8.2M | $0.1M | 66 |
| CINCYTECH FUND IV, LLC | Private Equity Fund | $62.6M | $0.1M | 93 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CINCINNATI USA REGIONAL CHAMBER OF COMMERCE | Domestic Entity | – | CLASS A PREFERRED MEMBER | 01/2018 | 5-10% |
| CINCYTECH MANAGEMENT, LLC | Domestic Entity | – | CLASS B COMMON MEMBER | 09/2012 | > 75% |
| CINCYTECH SUSTAINABILITY, INC. | Domestic Entity | – | CLASS A COMMON MEMBER | 01/2018 | 5-10% |
| Anderson, James | Individual | – | BOARD MEMBER | 01/2013 | < 5% |
| Riley, Kevin | Individual | – | BOARD MEMBER AND AUDIT COMMITTEE CHAIR | 09/2017 | < 5% |
| SUMME, CHAD | Individual | – | BOARD MEMBER | 05/2018 | < 5% |
| HAYS, RYAN | Individual | – | BOARD MEMBER | 08/2022 | < 5% |
| NICKLES, EMILY | Individual | – | TREASURER & SECRETARY | 12/2022 | < 5% |
| Off, Emma | Individual | – | CEO, PRESIDENT, ELECTED MANAGER AND ADDITIONAL REGULATORY CONTACT | 01/2024 | < 5% |
| Cull, Brendon | Individual | – | BOARD CHAIR; CEO OF CLASS A PREFERRED MEMBER OF CINCYTECH, LLC | 01/2024 | < 5% |
| Jenny, Paul | Individual | – | BOARD MEMBER | 01/2024 | < 5% |
| Off, Emma | Individual | CINCYTECH MANAGEMENT, LLC | ELECTED MANAGER AND MEMBER | 01/2024 | 25-50% |