LCM CAPITAL LLP
Adviser information for LCM CAPITAL LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-108430 |
|---|---|
| SEC ERA File Number | 802-108430 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284385 |
| Legal Entity Identifier | None |
Principal Office
THE PEAK, 5 WILTON ROADLONDON
United Kingdom
Monday - Friday, 8AM- 6PM
Tel: +44 (0) 20 3457 5050, Fax: +44 (0)207 150 0222
Websites
Chief Compliance Officer
JOSEPHINE BENNETT
GENERAL COUNSEL
THE PEAK, 5 WILTON ROAD
LONDON
United Kingdom
Tel:
+44 (0)203 457 5065
Fax:
+44 (0)207 150 0222
J*******@*************U
(Full email address available in API data)
Industry Affiliates
| KEARNS LEGAL SERVICES LTD | Lawyer or law firm |
| LCM COPS V S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LCM CREDIT OPPORTUNITIES 4 S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LCM CREDIT OPPORTUNITIES IIIA LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LCM CREDIT OPPORTUNITIES IV LTD | Sponsor, GP, manager of pooled investment vehicles |
| LCM CREDIT OPPORTUNITIES S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LCM PARTNERS LIMITED | Other investment adviser, including financial planners |
| LCM SOLO III LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LCM SOLO S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| LCM SOLO VA LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LCM PARTNERS CO III SLP | Private Equity Fund | $279.4M | $0.0M | 24 |
| LCM PARTNERS CO IV LP | Private Equity Fund | $556.5M | $0.0M | 2 |
| LCM PARTNERS CO IX SLP | Private Equity Fund | $361.1M | $0.0M | 2 |
| LCM PARTNERS COPS 4 SLP | Private Equity Fund | $1,486.0M | $0.0M | 20 |
| LCM PARTNERS SOLO III LP | Private Equity Fund | $110.4M | $0.0M | 2 |
| LCM PARTNERS SOLO V SLP | Private Equity Fund | $118.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LC FINANCIAL HOLDINGS LIMITED | Foreign Entity | – | OWNER, MEMBER | 11/2012 | > 75% |
| Burdell, Selina, Lee | Individual | – | CHIEF EXECUTIVE OFFICER, MEMBER | 11/2012 | < 5% |
| Cloake, Adrian | Individual | – | CHIEF INVESTMENT OFFICER, MEMBER | 11/2012 | < 5% |
| Bennett, Josephine, Sarah | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| Burdell, Selina, Lee | Individual | THE CONIFER TRUST | BENEFICIARY | 09/1998 | > 75% |
| THE CONIFER TRUST | Foreign Entity | LC FINANCIAL HOLDINGS LIMITED | TRUST | 09/2004 | 25-50% |
| CHURCH BAY TRUST COMPANY LIMITED | Foreign Entity | THE CONIFER TRUST | TRUSTEE | 09/1998 | |
| LC FINANCIAL HOLDINGS LIMITED | Foreign Entity | – | OWNER (LCM PARTNERS LIMITED) | 04/2012 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | CHIEF RISK OFFICER | 12/2014 | < 5% |
| BROOKFIELD CREDIT PARTNERS LIMITED | Foreign Entity | LC FINANCIAL HOLDINGS LIMITED | SHAREHOLDER | 07/2018 | 25-50% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM CREDIT OPPORTUNITIES IIIA LTD.] | 06/2016 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES IIIA LTD.] | 06/2016 | < 5% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES IIIA LTD.] | 06/2016 | < 5% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM CREDIT OPPORTUNITIES IV LTD.] | 06/2016 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES IV LTD.] | 06/2016 | < 5% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES IV LTD.] | 06/2016 | < 5% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM CREDIT OPPORTUNITIES S.A.R.L] | 06/2014 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES S.A.R.L] | 06/2014 | < 5% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES S.A.R.L] | 06/2014 | < 5% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM COPS V S.A.R.L] | 09/2016 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM COPS V S.A.R.L] | 09/2016 | < 5% |
| Duer, Hanna, Esmee | Individual | – | DIRECTOR [LCM COPS V S.A.R.L] | 09/2016 | < 5% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM COPS V S.A.R.L] | 09/2016 | < 5% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM SOLO III LTD.] | 04/2018 | > 75% |
| ARENDT, DAVID, M | Individual | – | DIRECTOR [LCM SOLO III LTD.] | 04/2018 | < 5% |
| BROOKFIELD INTERNATIONAL CORPORATE FINANCE LTD. | Foreign Entity | BHAL GLOBAL CORPORATE LIMITED | SHAREHOLDER | 12/2013 | > 75% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM SOLO III LTD.] | 04/2018 | < 5% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM SOLO III LTD.] | 04/2018 | < 5% |
| BHAL GLOBAL CORPORATE LIMITED | Foreign Entity | BROOKFIELD CREDIT PARTNERS LIMITED | SHAREHOLDER | 02/2018 | > 75% |
| BROOKFIELD HOLDINGS (AUSTRALIA) LTD. | Foreign Entity | BROOKFIELD INTERNATIONAL CORPORATE FINANCE LTD. | SHAREHOLDER | 12/2013 | > 75% |
| BROOKFIELD ASSET MANAGEMENT INC. | Foreign Entity | BROOKFIELD HOLDINGS (AUSTRALIA) LTD. | SHAREHOLDER | 06/2007 | > 75% |
| WQ LTD. | Foreign Entity | CHURCH BAY TRUST COMPANY LIMITED | SHAREHOLDER | 03/2001 | > 75% |
| HOSKINS, NICHOLAS, J | Individual | WQ LTD. | SHAREHOLDER | 12/2000 | 25-50% |
| LCM CAPITAL LLP | Foreign Entity | – | SHAREHOLDER [LCM CREDIT OPPORTUNITIES 4 S.A.R.L.] | 07/2019 | > 75% |
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES 4 S.A.R.L.] | 07/2019 | < 5% |
| Van Wijk, Eduard, Bob | Individual | – | DIRECTOR [LCM CREDIT OPPORTUNITIES 4 S.A.R.L.] | 07/2019 | < 5% |
| Montagna, Carlo, Alberto | Individual | – | DIRECTOR, [LCM CREDIT OPPORTUNITIES 4 S.A R.L.] | 11/2021 | < 5% |
| Montagna, Carlo, Alberto | Individual | – | DIRECTOR, [LCM CREDIT OPPORTUNITIES IIIA LTD.] | 11/2021 | < 5% |
| Montagna, Carlo, Alberto | Individual | – | DIRECTOR, [LCM CREDIT OPPORTUNITIES IV LTD.] | 11/2021 | < 5% |
| Montagna, Carlo, Alberto | Individual | – | DIRECTOR, [LCM CREDIT OPPORTUNITIES S.A R.L.] | 11/2021 | < 5% |