BAY CITY CAPITAL GF XINDE INVESTMENT MANAGEMENT CO
Adviser information for BAY CITY CAPITAL GF XINDE INVESTMENT MANAGEMENT CO last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-108805 |
|---|---|
| SEC ERA File Number | 802-108805 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286040 |
| Legal Entity Identifier | None |
Principal Office
1000 4TH STREET, SUITE 500SAN RAFAEL
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 415-321-9236, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAY CITY CAPITAL GF XINDE INTERNATIONAL LIFE SCIENCES USD FUND, L.P. | Venture Capital Fund | $17.7M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRAVES, FREDERICK, BERNARD | Individual | BAY CITY CAPITAL JV MANAGEMENT I LLC | MEMBER | 11/2016 | 50-75% |
| BAY CITY CAPITAL JV MANAGEMENT I LLC | Domestic Entity | – | SHAREHOLDER/ORIDINARY | 11/2016 | 25-50% |
| GF XINDE INVESTMENT MANAGEMENT COMPANY LIMITED | Foreign Entity | GF XINDE ZHISHENG INVESTMENT MANAGEMENT COMPANY LIMITED | MEMBER | 11/2016 | > 75% |
| VUONG, SUSAN, HIEN | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| GF BEACON CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER/ORIDINARY | 09/2021 | 50-75% |