ALGEBRIS (UK) LIMITED
Adviser information for ALGEBRIS (UK) LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-108995 |
|---|---|
| SEC ERA File Number | 802-108995 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286294 |
| Legal Entity Identifier | 5493003WOFC8QHHZFY55 |
Principal Office
1 ST JAMES'S MARKETLONDON
United Kingdom
Monday - Friday, 8:00AM TO 6:00PM
Tel: +44 (0)20 3196 2450, Fax: +44 (0)20 7504 8338
Websites
Chief Compliance Officer
ALEXANDER STEPHEN MARIA LASAGNA
DEPUTY CEO
1 ST JAMES'S MARKET
LONDON
United Kingdom
Tel:
+44 (0) 20 3196 2450
Fax:
+44 (0)20 7504 8338
A***@***********M
(Full email address available in API data)
Industry Affiliates
| ALGEBRIS INVESTMENTS (ASIA) PTE. LTD | Other investment adviser, including financial planners |
| ALGEBRIS INVESTMENTS (IRELAND) LIMIITED | Other investment adviser, including financial planners |
| ALGEBRIS INVESTMENTS (US) INC. | Other investment adviser, including financial planners |
| ALGEBRIS INVESTMENTS K.K. | Other investment adviser, including financial planners |
| ALGEBRIS STRATEGIES HOLDCO LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALGEBRIS INVESTMENTS GROUP LTD | Foreign Entity | – | OWNER | 05/2023 | > 75% |
| SERRA, DAVIDE, RENATO UGO | Individual | – | DIRECTOR/CEO | 08/2016 | < 5% |
| LASAGNA, ALEXANDER, STEPHEN | Individual | – | DIRECTOR/CCO/DEPUTY CEO | 02/2018 | < 5% |
| SERRA, DAVIDE, RENATO UGO | Individual | N1 S.A R.L. | OWNER | 08/2016 | > 75% |
| N1 S.A R.L. | Foreign Entity | ALGEBRIS INVESTMENTS HOLDINGS LTD | OWNER | 05/2023 | > 75% |
| Crompton, Anna | Individual | – | COO/GENERAL COUNSEL | 01/2020 | < 5% |
| Cotoroneo, Thomaso | Individual | – | CRO | 07/2017 | < 5% |
| PEREIRA, SEAN, STEVE | Individual | – | CFO | 08/2022 | < 5% |
| ALGEBRIS INVESTMENTS HOLDINGS LTD | Foreign Entity | ALGEBRIS INVESTMENTS GROUP LTD | OWNER | 05/2023 | > 75% |