OCTOPUS AIF MANAGEMENT LIMITED
Adviser information for OCTOPUS AIF MANAGEMENT LIMITED last updated from Form ADV on October 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110028 |
|---|---|
| SEC ERA File Number | 802-110028 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284953 |
| Legal Entity Identifier | 2138009C2C1CEVJWHU32 |
Principal Office
33 HOLBORNLONDON, GREATER LONDON
United Kingdom
Monday - Friday, 08:00 - 18:00 (GMT)
Tel: 00 44 2077767954, Fax: None
Websites
Chief Compliance Officer
JOHN AVERILL
CRO
33 HOLBORN
LONDON
United Kingdom
Tel:
44(0)2031424600
J*******@*********************M
(Full email address available in API data)
Industry Affiliates
| OCTOPUS INVESTMENTS LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OCTOPUS RENEWABLES LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCTOPUS ZENITH LP | Venture Capital Fund | $8.1M | $0.0M | 19 |
| OCTOPUS ZENITH OPPORTUNITIES II B LP | Venture Capital Fund | $5.3M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OCTOPUS CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2013 | > 75% |
| Hulatt, Chris | Individual | – | DIRECTOR | 12/2014 | < 5% |
| LEDERMAN, ELLEN, LOUISE | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2017 | < 5% |
| Koppen, Carsten | Individual | – | NON-EXECUTIVE DIRECTOR | 08/2017 | < 5% |
| digges, jonathan, charles nigel | Individual | – | DIRECTOR | 11/2019 | < 5% |
| AVERILL, JOHN, PAUL | Individual | – | DIRECTOR | 11/2021 | < 5% |
| grant, sarah, Mary | Individual | – | DIRECTOR | 09/2022 | < 5% |