OCTOPUS INVESTMENTS LIMITED
Adviser information for OCTOPUS INVESTMENTS LIMITED last updated from Form ADV on October 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110034 |
|---|---|
| SEC ERA File Number | 802-110034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286650 |
| Legal Entity Identifier | 213800D8ZGDJZPOC9180 |
Principal Office
33 HOLBORNLONDON, GREATER LONDON
United Kingdom
Monday - Friday, 08:00-18.00 GMT
Tel: 00 +44 207 710 2800, Fax: None
Websites
Chief Compliance Officer
JOHN AVERILL
CRO
33 HOLBORN
LONDON
United Kingdom
Tel:
+44 (0)20 3142 4600
J***********@*********************M
(Full email address available in API data)
Industry Affiliates
| OCTOPUS AIF MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| OCTOPUS CO-LEND | Sponsor, GP, manager of pooled investment vehicles |
| OCTOPUS RENEWABLES LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OCTOPUS ZENITH OPPORTUNITIES II A LP | Venture Capital Fund | $65.5M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROGERSON, SIMON, ANDREW | Individual | – | CEO & DIRECTOR | 03/2000 | 10-25% |
| HULATT, CHRISTOPHER, ROBERT | Individual | – | FOUNDER & DIRECTOR | 12/2013 | 10-25% |
| AVERILL, JOHN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2016 | < 5% |
| Devey, Robert, Alan | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2013 | < 5% |
| OCTOPUS CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2007 | > 75% |
| digges, jonathan, charles nigel | Individual | – | DIRECTOR | 03/2019 | < 5% |
| Handcock, Ruth, Anna | Individual | – | DIRECTOR | 03/2019 | < 5% |
| quickenden, stuart, James | Individual | – | DIRECTOR | 11/2022 | < 5% |
| Browett, John, Julian | Individual | – | DIRECTOR | 03/2023 | < 5% |