ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
Adviser information for ROSENTHAL | HENRY CAPITAL ADVISORS, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
4220 EDISON LAKES PARKWAYSUITE 310
MISHAWAKA
IN
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 574-243-6502, Fax: None
Websites
Chief Compliance Officer
CHARLES "ADAM" HENRY
GENERAL COUNSEL / CHIEF ADMINISTRATIVE OFFICER
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
United States
Tel:
574-243-6502
A***@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RPCA FINANCIAL VENTURES LP | Hedge Fund | $25.7M | $0.1M | 84 |
| RPCA FINANCIAL VENTURES QP L.P. | Hedge Fund | $36.0M | $0.1M | 81 |
| RPCA OPPORTUNISTIC FINANCIAL VENTURES L.P. | Hedge Fund | $46.0M | $0.1M | 88 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSENTHAL, JOHN, WILLIAM | Individual | – | PRESIDENT/CEO | 04/2011 | 25-50% |
| ROSENTHAL, MARY, KATHLEEN | Individual | – | SILENT OWNER | 04/2011 | 25-50% |
| ROSENTHAL II, JOHN, WILLIAM | Individual | – | SILENT OWNER | 04/2011 | 10-25% |
| ROSENTHAL, NATHANIEL, DREW | Individual | – | SILENT OWNER | 04/2011 | 10-25% |
| ROSENTHAL, ASHLEY, BLAIR | Individual | – | SILENT OWNER | 04/2011 | 10-25% |
| HENRY, CHARLES, ADAMS | Individual | – | GENERAL COUNSEL / CHIEF ADMINISTRATIVE OFFICER | 11/2018 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1st Source Corp | COM | 1M | 25K | 0 |
| Bancorp Inc | COM | 6M | 168K | 0 |
| Banner Corporation | COM | 2M | 32K | 0 |
| BancFirst Corp | COM | 2M | 27K | 0 |
| Bank Marin Bancorp | COM | 704K | 44K | 0 |
| Bridgewater Bancshares Inc. | COM | 1M | 91K | 0 |
| Coastal Financial Corp | COM | 443K | 10K | 0 |
| Crossfirst Bankshares | COM | 1M | 75K | 0 |
| ConnectOne Bancorp Inc | COM | 2M | 86K | 0 |
| CommerceWest Bank | COM | 3M | 88K | 0 |
| Esquire Finacial Hoildings Inc | COM | 2M | 40K | 0 |
| First Bus Finl Svcs Inc Wis | COM | 2M | 45K | 0 |
| First Financial Bankshares Inc | COM | 2M | 76K | 0 |
| Farmers National Banc Corp | COM | 2M | 140K | 0 |
| First Merchants Corp | COM | 3M | 76K | 0 |
| German Amern Bancorp Inc | COM | 2M | 61K | 0 |
| Heritage Commerce Corp | COM | 2M | 200K | 0 |
| Lakeland Finl Corp | COM | 3M | 45K | 0 |
| Merchants Bancorp Ind | COM | 3M | 63K | 0 |
| Mercantile Bank Corp | COM | 2M | 45K | 0 |
| Northeast Community Bancorp Inc | COM | 2M | 94K | 0 |
| Northrim Bancorp Inc | COM | 2M | 30K | 0 |
| Meta Finl Group Inc | COM | 3M | 54K | 0 |
| Origin Bancorp | COM | 2M | 55K | 0 |
| Pacific Premier Bancorp | COM | 1M | 55K | 0 |
| Seacost BKG Corporation | COM | 2M | 98K | 0 |
| South Plains Financial Inc | COM | 2M | 83K | 0 |
| Stellar Bancorp | COM | 672K | 29K | 0 |
| Stock Yds Bancorp Inc | COM | 3M | 62K | 0 |
| Triumph Bancorp Inc | COM | 2M | 24K | 0 |
| Third Coast Bancshares | COM | 1M | 51K | 0 |
| Trico Bancshares | COM | 46K | 1K | 0 |
| TowneBank Portsmouth VA | COM | 2M | 62K | 0 |
| Unity Bancorp Inc | COM | 2M | 52K | 0 |
| Versabank New | COM | 3M | 233K | 0 |
| Wintrust Finacial Corp | COM | 4M | 37K | 0 |