ROCKIES VENTURE ADVISER, LLC
ROCKIES VENTURE ADVISER, LLC. Legal Name
Adviser information for ROCKIES VENTURE ADVISER, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110073 |
|---|---|
| SEC ERA File Number | 802-110073 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284956 |
| Legal Entity Identifier | None |
Principal Office
1415 PARK AVE WDENVER
CO
United States
Monday - Friday, 9:00-5:00
Tel: 720 353 9350, Fax: None
Websites
Chief Compliance Officer
DAVE HARRIS
3880 CODY ST
WHEATRIDGE
CO
United States
Tel:
720-840-8598
D***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 30DB INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 15 |
| ASCENT360 INVESTMENT GROUP, LLC | Venture Capital Fund | $0.4M | $0.0M | 10 |
| BITSBOX INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 13 |
| CERESCAN INVESTMENT GROUP, LLC | Venture Capital Fund | $0.2M | $0.0M | 10 |
| CIRRUSMD INVESTMENT GROUP, LLC | Venture Capital Fund | $0.6M | $0.0M | 33 |
| CLINONE INVESTMENT GROUP, LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| COMSERO INVESTMENT GROUP, LLC | Venture Capital Fund | $0.5M | $0.0M | 23 |
| CURVAFIX INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 14 |
| GEOVISUAL INVESTMENT GROUP, LLC | Venture Capital Fund | $0.6M | $0.0M | 20 |
| LAKESHORE INVESTMENT GROUP, LLC | Venture Capital Fund | $0.7M | $0.0M | 23 |
| LOGRR INVESTMENT GROUP, LLC | Venture Capital Fund | $0.4M | $0.0M | 20 |
| MTUSKER INVESTMENT GROUP, LLC | Venture Capital Fund | $0.2M | $0.0M | 7 |
| NWG INVESTMENT GROUP, LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| ORDERSTORM INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 9 |
| P2BI INVESTMENT GROUP, LLC | Venture Capital Fund | $1.5M | $0.0M | 40 |
| PHARMAJET INVESTMENT GROUP, LLC | Venture Capital Fund | $2.1M | $0.0M | 62 |
| RECOUP INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 14 |
| ROCKIES VENTURE FUND I LP | Venture Capital Fund | $4.7M | $0.1M | 40 |
| ROCKIES VINTAGE FUND 2021 LP | Venture Capital Fund | $0.9M | $0.0M | 15 |
| RVC ALLOTROPE INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 17 |
| RVC ASPERO INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 7 |
| RVC BUDERFLYS INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 14 |
| RVC CANDOO INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 9 |
| RVC CAREER ALLIES INVESTMENT GROUP LLC | Venture Capital Fund | $0.7M | $0.0M | 14 |
| RVC CERAHELIX INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 5 |
| RVC COMPRESSION WORKS INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 8 |
| RVC CROWDSMART INVESTMENT GROUP LLC | Venture Capital Fund | $0.4M | $0.0M | 10 |
| RVC DE ORO DEVICES INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 11 |
| RVC ENVISION INVESTMENT GROUP LLC | Venture Capital Fund | $0.4M | $0.0M | 16 |
| RVC GRUVI INVESTMENT GROUP LLC | Venture Capital Fund | $1.4M | $0.0M | 80 |
| RVC GYBE INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 5 |
| RVC HEALIONICS INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| RVC INTERVIEWIA INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 15 |
| RVC NONINVASIX INVESTMENT GROUP | Venture Capital Fund | $0.1M | $0.0M | 7 |
| RVC NYMBL INVESTMENT GROUP LLC | Venture Capital Fund | $0.3M | $0.0M | 12 |
| RVC ORBIT GENOMICS INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 6 |
| RVC PAGEDIP INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 5 |
| RVC PURE BLUE INVESTMENT GROUP | Venture Capital Fund | $0.3M | $0.0M | 17 |
| RVC REALVOLVE INVESTMENT GROUP LLC | Venture Capital Fund | $0.6M | $0.0M | 15 |
| RVC RECRUITING INNOVATION INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 10 |
| RVC S&G INVESTMENT GROUP LLC | Venture Capital Fund | $0.8M | $0.0M | 19 |
| RVC SPINE ALIGN INVESTMENT GROUP LLC | Venture Capital Fund | $0.6M | $0.0M | 29 |
| RVC STARFIRE INVESTMENT GROUP LLC | Venture Capital Fund | $0.7M | $0.0M | 16 |
| RVC STEELHEAD INVESTMENT GROUP LLC | Venture Capital Fund | $0.4M | $0.0M | 27 |
| RVC SUGGESTIC INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 6 |
| RVC TERM SCOUT INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 5 |
| RVC VAPOROX INVESTMENT GROUP LLC | Venture Capital Fund | $1.7M | $0.0M | 15 |
| RVC VITRO3D INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 8 |
| RVC W+I INVESTMENT GROUP LLC | Venture Capital Fund | $1.2M | $0.0M | 13 |
| SITTER INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 18 |
| SNOWVATION INVESTMENT GROUP, LLC | Venture Capital Fund | $0.5M | $0.0M | 27 |
| STORYVINE INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 16 |
| SULAS INVESTMENT GROUP, LLC | Venture Capital Fund | $0.1M | $0.0M | 7 |
| SWIMLANE INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 11 |
| SYNTHIO INVESTMENT GROUP LLC | Venture Capital Fund | $0.2M | $0.0M | 9 |
| THE FOOD CORRIDOR INVESTMENT GROUP, LLC | Venture Capital Fund | $0.3M | $0.0M | 16 |
| VARTEGA INVESTMENT GROUP LLC | Venture Capital Fund | $0.4M | $0.0M | 21 |
| VORTIC INVESTMENT GROUP LLC | Venture Capital Fund | $0.1M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADAMS, PETER, KLEIN | Individual | – | MANAGER | 06/2015 | > 75% |