GLADWYNE INVESTMENTS LLP
Adviser information for GLADWYNE INVESTMENTS LLP last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-110168 |
|---|---|
| SEC ERA File Number | 802-110168 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287805 |
| Legal Entity Identifier | M6IJSAQKFXOMQQ5V0589 |
Principal Office
ALDWYCH HOUSE71-91 ALDWYCH
LONDON
United Kingdom
Monday - Friday, 09:00 - 18:00
Tel: 44 207 965 6012, Fax: 44 207 965 6011
Chief Compliance Officer
BAREND PENNINGS
ALDWYCH HOUSE
71-91 ALDWYCH
LONDON
United Kingdom
Tel:
44 7920246044
Fax:
44 207 965 6011
B********@**********************M
(Full email address available in API data)
Industry Affiliates
| GLADWYNE INVESTMENTS (CAYMAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLADWYNE INVESTMENTS GENERAL PARTNER LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLADWYNE MASTER FUND LIMITED | Hedge Fund | $46.8M | $1.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENNINGS, BAREND, MARTIJN | Individual | – | PARTNER / CHIEF INVESTMENT OFFICER | 07/2009 | > 75% |
| GLADWYNE INVESTMENTS (UK) LIMITED | Foreign Entity | – | MEMBER | 09/2019 | 10-25% |
| PENNINGS, BAREND, MARTIJN | Individual | GLADWYNE INVESTMENTS (UK) LIMITED | DIRECTOR | 07/2009 | > 75% |
| Rampton, Benjamin, Michael John | Individual | – | CHIEF OPERATING OFFICER | 06/2023 | < 5% |