TULLIS HEALTH INVESTORS
TULLIS HEALTH INVESTORS OF FLORIDA LLC Legal Name
Adviser information for TULLIS HEALTH INVESTORS last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110308 |
|---|---|
| SEC ERA File Number | 802-110308 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288036 |
| Legal Entity Identifier | None |
Principal Office
11770 U.S. HIGHWAY 1 - SUITE 503PALM BEACH GARDENS
FL
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 561-200-3300, Fax: 561-200-3600
Websites
Chief Compliance Officer
NORA MENDE
CHIEF FINANCIAL OFFICER
11770 U.S. HIGHWAY 1 - SUITE 503
PALM BEACH GARDENS
FL
United States
Tel:
203-900-8575
Fax:
561-200-3600
N*****@**************M
(Full email address available in API data)
Industry Affiliates
| TULLIS GROWTH PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TULLIS GROWTH PARTNERS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TULLIS-DICKERSON PARTNERS II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TULLIS-DICKERSON PARTNERS III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TULLIS GROWTH FUND CAYMAN FEEDER, L.P. | Venture Capital Fund | $8.7M | $0.0M | 3 |
| TULLIS GROWTH FUND II, L.P. | Venture Capital Fund | $12.0M | $0.1M | 15 |
| TULLIS GROWTH FUND, L.P. | Venture Capital Fund | $15.7M | $0.0M | 25 |
| TULLIS-DICKERSON CAPITAL FOCUS III, L.P. | Venture Capital Fund | $39.8M | $0.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TULLIS, JAMES, LUTHER LYMAN | Individual | – | CHAIRMAN OF TULLIS HEALTH INVESTORS OF FLORIDA, LLC | 06/2012 | > 75% |
| FRANZE, DARLENE, G | Individual | – | SENIOR VICE PRESIDENT AND SECRETARY OF TULLIS HEALTH INVESTORS OF FLORIDA, LLC | 06/2012 | < 5% |
| TULLIS, JOHN, LUTHER | Individual | – | CHIEF EXECUTIVE OFFICER OF TULLIS HEALTH INVESTORS OF FLORIDA, LLC | 09/2019 | < 5% |
| MENDE, NORA | Individual | – | CHIEF FINANCIAL OFFICER | 07/2014 | < 5% |
| TULLIS, LINDA | Individual | – | MEMBER OF THE TULLIS HEALTH INVESTORS OF FLORIDA, LLC | 01/2017 | < 5% |