SOZO VENTURES
SOZO VENTURES LLC Legal Name
Adviser information for SOZO VENTURES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
10 CALIFORNIA STREETREDWOOD CITY
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 650-362-3553, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| SOZO VENTURES GP I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SOZO VENTURES GP II-S, LP | Sponsor, GP, manager of pooled investment vehicles |
| SOZO VENTURES GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SOZO VENTURES GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOZO VENTURES - TRUEBRIDGE FUND I, LP | Venture Capital Fund | $61.6M | $1.0M | 12 |
| SOZO VENTURES - TRUEBRIDGE FUND II, LP | Venture Capital Fund | $324.6M | $1.0M | 16 |
| SOZO VENTURES II-S, LP | Venture Capital Fund | $85.0M | $3.0M | 10 |
| SOZO VENTURES III, L.P. | Venture Capital Fund | $551.1M | $1.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WICKHAM, PHIL | Individual | – | MANAGING MEMBER | 12/2012 | 50-75% |
| NAKAMURA, KOICHIRO | Individual | – | MANAGING MEMBER | 12/2012 | 50-75% |
| WINEFELD, ELENA | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |
| FOUST, SPENCER | Individual | – | MANAGING DIRECTOR | 09/2021 | < 5% |
| FREELEN, ROBERT | Individual | – | MANAGING DIRECTOR | 08/2022 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| COINBASE GLOBAL INC | Common Class A | 241M | 1M | – |