LIGHTSTONE SINGAPORE PTE. LTD.

Adviser information for LIGHTSTONE SINGAPORE PTE. LTD. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	DECEMBER
Legal Location	Singapore

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–

Identifiers

SEC RIA File Number	802-110342
SEC ERA File Number	802-110342
SEC CIK Numbers	None
SEC CRD Numbers	287666
Legal Entity Identifier	None

Principal Office

OCBC CENTRE #27-07
65 CHULIA STREET
SINGAPORE
Singapore

Monday - Friday, 8AM - 5PM

Tel: +65 6535-5335, Fax: None

Websites

lightstonevc.com/ dynamo3.netagesolutions.com/portal/login/lightstone/portalplus/

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
LIGHTSTONE SINGAPORE, L.P.	Venture Capital Fund	$66.2M	$7.5M	3

Control Persons

Name	Type	Entity	Title	Since	Ownership
NOONAN, KENNETH, DANIEL	Individual	–	CEO OF LIGHTSTONE SINGAPORE PTE. LTD.	11/2015	< 5%
LIGHTSTONE VENTURES	Domestic Entity	–	MEMBER OF LIGHTSTONE SINGAPORE PTE. LTD.	06/2015	> 75%
CARUSI, MICHAEL, A.	Individual	LIGHTSTONE VENTURES	MANAGING DIRECTOR	04/2013
GEORGE, JEAN, M.	Individual	LIGHTSTONE VENTURES	MEMBER/MANAGING DIRECTOR	04/2013	25-50%
CARUSI, MICHAEL, A.	Individual	–	DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	01/2016	< 5%
GEORGE, JEAN, M.	Individual	–	MEMBER/DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	01/2016	10-25%
PLAIN, HENRY, ALBERT	Individual	–	DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	01/2016	< 5%
CARUSI, MICHAEL, A.	Individual	–	DIRECTOR OF LIGHTSTONE SINGAPORE PTE. LTD.	01/2016	< 5%
PLAIN, HENRY, ALBERT	Individual	–	DIRECTOR OF LIGHTSTONE SINGAPORE PTE. LTD.	01/2016	< 5%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016	Domestic Entity	–	MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	07/2016	10-25%
HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994	Domestic Entity	–	MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	01/2016	10-25%
JASON W. LETTMANN AND JACLYN S. LETTMANN, TRUSTEES OF THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	Domestic Entity	–	MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	01/2016	10-25%
CARUSI, MICHAEL, A.	Individual	MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016	TRUSTEE OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016	07/2016
PLAIN, HENRY, ALBERT	Individual	HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994	TRUSTEE OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994	09/1994
Jason, Lettmann	Individual	THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	TRUSTEE OF THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	06/2004
Carusi, Mary, Catherine	Individual	THE CARUSI FAMILY TRUST DATED JULY 19, 2016	TRUSTEE OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016	07/2016
Plain, Lisa	Individual	HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994	TRUSTEE OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994	09/1994
Lettmann, Jaclyn	Individual	THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	TRUSTEE OF THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	06/2004
NOONAN, KENNETH, DANIEL	Individual	–	DIRECTOR OF LIGHTSTONE SINGAPORE PTE. LTD.	01/2016	< 5%
Boettner, Travis, John	Individual	–	CHIEF FINANCIAL OFFICER	04/2018	< 5%
THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018	Domestic Entity	–	MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC	04/2019	10-25%
NOONAN, KENNETH, DANIEL	Individual	THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018	TRUSTEE OF THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018	12/2018
RAMIREZ, TAMMY	Individual	THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018	TRUSTEE OF THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018	12/2018
LETTMANN, JASON, W	Individual	LIGHTSTONE VENTURES	MANAGING DIRECTOR	10/2017
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016	Domestic Entity	LIGHTSTONE VENTURES	MEMBER	01/2018	25-50%
JASON W. LETTMANN AND JACLYN S. LETTMANN, TRUSTEES OF THE J&J LETTMANN FAMILY TRUST DATED JUNE 18, 2004	Domestic Entity	LIGHTSTONE VENTURES	MEMBER	10/2017	25-50%

No. Employees, Historic