LUMIA CAPITAL
LUMIA CAPITAL LLC Legal Name
Adviser information for LUMIA CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110371 |
|---|---|
| SEC ERA File Number | 802-110371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162119 |
| Legal Entity Identifier | None |
Principal Office
C/O KRANZ CONSULTING, 4750 ALMADEN EXPYSUITE 124-354
SAN JOSE
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 415-448-6740, Fax: 415-448-6740
Chief Compliance Officer
NoneIndustry Affiliates
| LUMIA ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LUMIA CAPITAL 2014 MANAGEMENT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LUMIA CAPITAL SERVICES, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUMIA CAPITAL 2014 FUND (DELAWARE), L.P. | Venture Capital Fund | $2.7M | $0.5M | 3 |
| LUMIA CAPITAL 2014 FUND, L.P. | Venture Capital Fund | $29.7M | $0.5M | 25 |
| LUMIA CAPITAL AH LLC | Venture Capital Fund | $2.0M | $1.0M | 2 |
| LUMIA CAPITAL CONSTELLATION FUND, L.P. | Venture Capital Fund | $1.2M | $0.0M | 8 |
| LUMIA TELESCOPE, L.P. | Venture Capital Fund | $1.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEDALIN, MARTIN | Individual | – | MANAGING DIRECTOR | 05/2011 | > 75% |
| ROGERS, CHRISTOPHER | Individual | – | MEMBER | 08/2014 | 10-25% |