EM-ES FUND MANAGEMENT LTD.
Adviser information for EM-ES FUND MANAGEMENT LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-110452 |
|---|---|
| SEC ERA File Number | 802-110452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287923 |
| Legal Entity Identifier | None |
Principal Office
SEA MEADOW HOUSEBLACKBURNE HIGHWAY
ROAD TOWN, TORTOLA
British Virgin Islands
Monday - Friday, 8AM - 6PM GMT
Tel: +12844943399, Fax: +128444943041
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| EM ES FUND MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EM-ES FUND MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EM ES FUND SPC LTD | Hedge Fund | $117.2M | $0.1M | 25 |
| EM ES MASTER FUND LTD | Hedge Fund | $137.6M | $0.1M | 20 |
| EM ES SFL HEDGE INVESTMENT LTD | Hedge Fund | $184.7M | $0.1M | 1 |
| EM ES SFL HEDGE INVESTMENT SPV LP | Hedge Fund | $26.0M | $0.1M | 1 |
| THE EM-ES FEEDER FUND L.P. | Hedge Fund | $48.4M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DGZ LTD | Foreign Entity | – | SHAREHOLDER | 09/2014 | > 75% |
| FARINHA, GRAHAM | Individual | – | DIRECTOR | 09/2014 | < 5% |
| STEINBERG, ANTHONY | Individual | – | DIRECTOR | 09/2014 | < 5% |
| STEINBERG, ANTHONY | Individual | DGZ LTD | OWNER | 09/2014 | 50-75% |
| STEINBERG, JANINE | Individual | DGZ LTD | OWNER | 09/2014 | 50-75% |
| MURPHY, GERARD | Individual | – | DIRECTOR | 02/2022 | < 5% |
| HAYEEM, GILAD, DAVID | Individual | – | DIRECTOR | 06/2019 | < 5% |