CROSS OCEAN ESS MANAGEMENT LIMITED

Adviser information for CROSS OCEAN ESS MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Cayman Islands

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-110572
SEC ERA File Number 802-110572
SEC CIK Numbers None
SEC CRD Numbers 288481
Legal Entity Identifier None

Principal Office

AZIMUTH GOVERNANCE LIMITED, 1ST FLOOR
WINDWARD III, REGATTA OFFICE PARK, BOX 490
GRAND CAYMAN
Cayman Islands
Monday - Friday, 9AM TO 6PM
Tel: +1-345-328-0137, Fax: None

Chief Compliance Officer

None

Industry Affiliates

CROSS OCEAN ADVISER (IRELAND) LIMITED Other investment adviser, including financial planners
CROSS OCEAN ADVISER LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CROSS OCEAN ESS FUND II GP LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CROSS OCEAN ESS FUND III GP L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CROSS OCEAN ESS FUND IV GP L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CROSS OCEAN PARTNERS MANAGEMENT LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CROSS OCEAN SENIOR CREDIT FUND (ALPHA) GP L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CROSS OCEAN SENIOR CREDIT FUND (BRAVO) GP L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
STONE POINT CAPITAL LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BENNETT, GREGORY, SCOTT Individual DIRECTOR 01/2016 < 5%
ELLISON, RICHARD Individual DIRECTOR 01/2016 < 5%
Day, Nathan, William Individual DIRECTOR 01/2016 < 5%
CROSS OCEAN UK-I LP Foreign Entity SHAREHOLDER 10/2015 > 75%
GG MANAGERS LLC Domestic Entity CROSS OCEAN UK-I LP PARTNER 05/2015 25-50%
GOLDSMITH, GRAHAM, CAMPBELL Individual GG MANAGERS LLC MEMBER 05/2015 > 75%
ZANDER, CHRISTOPHER, STEVEN Individual CROSS OCEAN UK-I LP PARTNER 05/2015 25-50%

No. Employees, Historic

0002020202120222023202420250 on 2/14/20200 on 3/30/20200 on 3/31/20210 on 3/30/20220 on 9/22/20220 on 3/31/20230 on 3/28/2024