CROSS OCEAN ESS MANAGEMENT LIMITED
Adviser information for CROSS OCEAN ESS MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Cayman Islands |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 802-110572 |
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SEC ERA File Number | 802-110572 |
SEC CIK Numbers | None |
SEC CRD Numbers | 288481 |
Legal Entity Identifier | None |
Principal Office
AZIMUTH GOVERNANCE LIMITED, 1ST FLOORWINDWARD III, REGATTA OFFICE PARK, BOX 490
GRAND CAYMAN
Cayman Islands
Monday - Friday, 9AM TO 6PM
Tel: +1-345-328-0137, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
CROSS OCEAN ADVISER (IRELAND) LIMITED | Other investment adviser, including financial planners |
CROSS OCEAN ADVISER LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
CROSS OCEAN ESS FUND II GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CROSS OCEAN ESS FUND III GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CROSS OCEAN ESS FUND IV GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
CROSS OCEAN PARTNERS MANAGEMENT LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
CROSS OCEAN SENIOR CREDIT FUND (ALPHA) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CROSS OCEAN SENIOR CREDIT FUND (BRAVO) GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
STONE POINT CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BENNETT, GREGORY, SCOTT | Individual | – | DIRECTOR | 01/2016 | < 5% |
ELLISON, RICHARD | Individual | – | DIRECTOR | 01/2016 | < 5% |
Day, Nathan, William | Individual | – | DIRECTOR | 01/2016 | < 5% |
CROSS OCEAN UK-I LP | Foreign Entity | – | SHAREHOLDER | 10/2015 | > 75% |
GG MANAGERS LLC | Domestic Entity | CROSS OCEAN UK-I LP | PARTNER | 05/2015 | 25-50% |
GOLDSMITH, GRAHAM, CAMPBELL | Individual | GG MANAGERS LLC | MEMBER | 05/2015 | > 75% |
ZANDER, CHRISTOPHER, STEVEN | Individual | CROSS OCEAN UK-I LP | PARTNER | 05/2015 | 25-50% |