MARSHALL WACE ASIA LIMITED
Adviser information for MARSHALL WACE ASIA LIMITED last updated from Form ADV on July 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | FEBRUARY |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
23/F, LHT TOWER31 QUEENS ROAD
HONG KONG
Hong Kong
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: +852 3761 5019, Fax: None
Websites
Chief Compliance Officer
WARREN FU
CHIEF COMPLIANCE OFFICER
18 ROBINSON ROAD #27-01
SINGAPORE
Singapore
Tel:
+65 6929 0809
W***@*******M
(Full email address available in API data)
Industry Affiliates
| MARSHALL WACE LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARSHALL WACE NORTH AMERICA L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARSHALL WACE SINGAPORE PTE. LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARSHALL WACE FUNDS LP - MW GLOBAL OPPORTUNITIES (US) FUND | Hedge Fund | $186.6M | $0.1M | 78 |
| MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUND | Hedge Fund | $187.1M | $5.0M | 2 |
| MARSHALL WACE FUNDS PLC - MW GLOBAL OPPORTUNITIES FUND | Hedge Fund | $1,728.7M | $0.1M | 313 |
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL ERISA FUND | Hedge Fund | $41.6M | $0.1M | 1 |
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND | Hedge Fund | $210.2M | $0.1M | 17 |
| MARSHALL WACE INVESTMENT STRATEGIES - GLOBAL OPPORTUNITIES FUND | Hedge Fund | $4,072.3M | $0.1M | 392 |
| MARSHALL WACE INVESTMENT STRATEGIES - GLOBAL OPPORTUNITIES LONG-ONLY FUND | Hedge Fund | $83.1M | $0.1M | 14 |
| MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL FUND | Hedge Fund | $267.5M | $0.1M | 17 |
| MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL PLUS FUND | Hedge Fund | $215.8M | $0.1M | 2 |
| MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL PLUS FUND II | Hedge Fund | $153.5M | $0.1M | 1 |
| MARSHALL WACE LONG STRATEGIES ICAV - MW GLOBAL OPPORTUNITIES LONG-ONLY FUND | Hedge Fund | $74.2M | $0.1M | 14 |
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW GLOBAL OPPORTUNITIES FUND II | Hedge Fund | $304.4M | $0.1M | 1 |
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW JAPAN MARKET NEUTRAL PLUS FUND | Hedge Fund | $132.8M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARCE, CHRISTOPHER | Individual | – | CO-CHIEF EXECUTIVE OFFICER; RESPONSIBLE OFFICER | 08/2006 | < 5% |
| MW LTD | Foreign Entity | – | SHAREHOLDER | 10/2015 | > 75% |
| MW GROUP LP | Foreign Entity | MW LTD | SHAREHOLDER | 10/2015 | > 75% |
| MW GROUP (GP) LTD | Foreign Entity | MW GROUP LP | SHAREHOLDER & GENERAL PARTNER | 10/2015 | 25-50% |
| KAPPA HOLDINGS LTD. | Foreign Entity | MW GROUP (GP) LTD | SHAREHOLDER | 10/2015 | 25-50% |
| KKR GROUP PARTNERSHIP L.P. | Foreign Entity | KAPPA HOLDINGS LTD. | SHAREHOLDER | 10/2009 | > 75% |
| Fu, Warren | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | SHAREHOLDER & GENERAL PARTNER | 07/2018 | 50-75% |
| KKR & CO. INC. | Domestic Entity | KKR GROUP CO. INC. | SHAREHOLDER | 05/2022 | > 75% |
| KKR MANAGEMENT LLP | Domestic Entity | KKR & CO. INC. | SHAREHOLDER | 05/2022 | > 75% |
| MANSOUR, CHARLES, MARCUS | Individual | – | CO- CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER | 12/2021 | < 5% |
| KKR GROUP CO. INC. | Domestic Entity | KKR GROUP HOLDINGS CORP. | SHAREHOLDER | 05/2022 | > 75% |
| Musgrave, Claire, Jayne | Individual | – | DIRECTOR | 07/2022 | < 5% |
| ANDERSON, DESMOND, JOHN | Individual | – | DIRECTOR | 07/2022 | < 5% |
| Xu, Jing | Individual | – | DIRECTOR | 07/2023 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed November 15th, 2021 for period ending September 30th, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGORA INC-ADR | ADR | 490 | 17K | 2811304 |
| AIRBNB INC-A | COMMON STOCK | 19K | 115K | 2811304 |
| ALBEMARLE CORP | COMMON STOCK | 71K | 325K | 2811304 |
| ALBEMARLE CORP | COMMON STOCK | 74K | 337K | 0 |
| ALLY FINANCIAL I | COMMON STOCK | 133K | 3M | 2811304 |
| ALLY FINANCIAL I | COMMON STOCK | 4K | 81K | 0 |
| AMERIPRISE FINAN | COMMON STOCK | 119K | 452K | 2811304 |
| AMERIPRISE FINAN | COMMON STOCK | 4K | 14K | 0 |
| APOLLO GLOBAL MA | COMMON STOCK | 10K | 165K | 2811304 |
| APOLLO GLOBAL MA | COMMON STOCK | 314 | 5K | 0 |
| APPLIED MATERIAL | COMMON STOCK | 9K | 72K | 2811304 |
| AURORA MOBIL-ADR | ADR | 227 | 136K | 2811304 |
| AUTOHOME INC-ADR | ADR | 9K | 195K | 2811304 |
| BAIDU INC-SP ADR | ADR | 15K | 95K | 2811304 |
| BANCO SANTA-ADR | ADR | 385 | 67K | 2811304 |
| BANK OF MONTREAL | COMMON STOCK | 100K | 1M | 2811304 |
| BANK OF MONTREAL | COMMON STOCK | 3K | 31K | 0 |
| BANK OF NOVA SCO | COMMON STOCK | 61K | 989K | 2811304 |
| BANK OF NOVA SCO | COMMON STOCK | 2K | 31K | 0 |
| BEST INC - ADR | ADR | 323 | 194K | 2811304 |
| BILIBILI INC-ADR | ADR | 3K | 42K | 2811304 |
| BIT MININ-SP ADR | ADR | 2K | 250K | 2811304 |
| BLUECITY HOL-ADR | ADR | 213 | 71K | 2811304 |
| BOQII HOLDING LT | ADR | 168 | 73K | 2811304 |
| BOSTON SCIENTIFC | COMMON STOCK | 47K | 1M | 2811304 |
| BOSTON SCIENTIFC | COMMON STOCK | 48K | 1M | 0 |
| BRIDGETOWN 2 H-A | COMMON STOCK | 987 | 100K | 2811304 |
| CAN IMPL BK COMM | COMMON STOCK | 76K | 682K | 2811304 |
| CAN IMPL BK COMM | COMMON STOCK | 2K | 21K | 0 |
| CANAAN INC | ADR | 542 | 89K | 2811304 |
| CAPITAL ONE FINA | COMMON STOCK | 200K | 1M | 2811304 |
| CAPITAL ONE FINA | COMMON STOCK | 6K | 39K | 0 |
| CARRIER GLOB | COMMON STOCK | 44K | 846K | 2811304 |
| CARRIER GLOB | COMMON STOCK | 45K | 876K | 0 |
| CBOE GLOBAL MARK | COMMON STOCK | 56K | 456K | 2811304 |
| CBOE GLOBAL MARK | COMMON STOCK | 2K | 14K | 0 |
| CEMEX SAB-SP ADR | ADR | 1K | 160K | 2811304 |
| CHINA AUTOMOTIVE | COMMON STOCK | 43 | 13K | 2811304 |
| CHINA PETRO-ADR | ADR | 908 | 18K | 2811304 |
| CHINA YUCHAI | COMMON STOCK | 159 | 12K | 2811304 |
| CHINDATA GRP-ADR | ADR | 3K | 330K | 2811304 |
| CHIPOTLE MEXICAN | COMMON STOCK | 25K | 14K | 2811304 |
| CHIPOTLE MEXICAN | COMMON STOCK | 26K | 14K | 0 |
| CITIZENS FINANCI | COMMON STOCK | 147K | 3M | 2811304 |
| CITIZENS FINANCI | COMMON STOCK | 5K | 97K | 0 |
| CLOOPEN GROUP HO | ADR | 95 | 21K | 2811304 |
| CLPS INC | COMMON STOCK | 30 | 10K | 2811304 |
| COPA HOLDIN-CL A | COMMON STOCK | 40K | 488K | 2811304 |
| COPA HOLDIN-CL A | COMMON STOCK | 40K | 497K | 0 |
| DARLING INGREDIE | COMMON STOCK | 34K | 475K | 2811304 |
| DARLING INGREDIE | COMMON STOCK | 35K | 490K | 0 |
| DERMTECH INC | COMMON STOCK | 9K | 273K | 2811304 |
| DERMTECH INC | COMMON STOCK | 9K | 282K | 0 |
| DEUTSCHE BANK-RG | COMMON STOCK | 9K | 679K | 2811304 |
| DEUTSCHE BANK-RG | COMMON STOCK | 268 | 21K | 0 |
| DUN & BRADSTREET | COMMON STOCK | 18K | 1M | 2811304 |
| DUN & BRADSTREET | COMMON STOCK | 577 | 34K | 0 |
| ENTEGRIS INC | COMMON STOCK | 37K | 293K | 2811304 |
| ENTEGRIS INC | COMMON STOCK | 38K | 303K | 0 |
| EQONEX LTD | COMMON STOCK | 1K | 378K | 2811304 |
| ESTEE LAUDER | COMMON STOCK | 8K | 28K | 2811304 |
| ESTEE LAUDER | COMMON STOCK | 9K | 29K | 0 |
| EURONET WORLDWID | COMMON STOCK | 26K | 201K | 2811304 |
| EURONET WORLDWID | COMMON STOCK | 831 | 7K | 0 |
| EVERCORE INC | COMMON STOCK | 25K | 188K | 2811304 |
| EVERCORE INC | COMMON STOCK | 799 | 6K | 0 |
| FANGDD NETWO-ADR | ADR | 184 | 166K | 2811304 |
| FERROGLOBE PLC | COMMON STOCK | 10K | 1M | 2811304 |
| FERROGLOBE PLC | COMMON STOCK | 11K | 1M | 0 |
| FLYWIRE CORP-VOT | COMMON STOCK | 9K | 203K | 2811304 |
| FLYWIRE CORP-VOT | COMMON STOCK | 2K | 46K | 2811304 |
| FLYWIRE CORP-VOT | COMMON STOCK | 66 | 1K | 0 |
| FOMENTO ECON-ADR | ADR | 457 | 5K | 2811304 |
| GENETRON HOL-ADR | ADR | 2K | 112K | 2811304 |
| GLORY STAR NEW M | COMMON STOCK | 42 | 26K | 2811304 |
| GOLDMAN SACHS GP | COMMON STOCK | 117K | 311K | 2811304 |
| GOLDMAN SACHS GP | COMMON STOCK | 4K | 10K | 0 |
| GRAPHIC PACKAGIN | COMMON STOCK | 14K | 744K | 2811304 |
| GRAPHIC PACKAGIN | COMMON STOCK | 15K | 770K | 0 |
| HUAZHU GROUP-ADR | ADR | 9K | 199K | 2811304 |
| HUIZE HOLDIN-ADR | ADR | 143 | 63K | 2811304 |
| INDIE SEMICOND-A | COMMON STOCK | 878 | 71K | 2811304 |
| INTERACTIVE BROK | COMMON STOCK | 82K | 1M | 2811304 |
| INTERACTIVE BROK | COMMON STOCK | 20K | 316K | 0 |
| INTERCONTINENTAL | COMMON STOCK | 20K | 174K | 2811304 |
| INTERCONTINENTAL | COMMON STOCK | 646 | 6K | 0 |
| JACKSON FI-A | COMMON STOCK | 8K | 310K | 2811304 |
| JACKSON FI-A | COMMON STOCK | 249 | 10K | 0 |
| JINKOSOLAR-ADR | ADR | 4K | 80K | 2811304 |
| JUMIA TECHNO-ADR | ADR | 8K | 421K | 2811304 |
| JUMIA TECHNO-ADR | ADR | 8K | 436K | 0 |
| KANDI TECHNOLOGI | COMMON STOCK | 526 | 118K | 2811304 |
| KE HOLDINGS -ADR | ADR | 2K | 127K | 2811304 |
| KINGSOFT CLO-ADR | ADR | 11K | 401K | 2811304 |
| LAZARD LTD-CL A | COMMON STOCK | 34K | 733K | 2811304 |
| LAZARD LTD-CL A | COMMON STOCK | 1K | 23K | 0 |
| LEXINFINTECH-ADR | ADR | 1K | 231K | 2811304 |
| LI AUTO INC -ADR | ADR | 5K | 205K | 2811304 |
| LIGHTINTHEBO-ADR | ADR | 22 | 16K | 2811304 |
| LINDE PLC | COMMON STOCK | 51K | 175K | 2811304 |
| LINDE PLC | COMMON STOCK | 53K | 181K | 0 |
| LIZHI INC | ADR | 185 | 58K | 2811304 |
| LPL FINANCIAL HO | COMMON STOCK | 71K | 455K | 2811304 |
| LPL FINANCIAL HO | COMMON STOCK | 2K | 15K | 0 |
| LUFAX HOLDIN-ADR | ADR | 3K | 418K | 2811304 |
| MADISON SQUARE G | COMMON STOCK | 33K | 179K | 2811304 |
| MADISON SQUARE G | COMMON STOCK | 34K | 185K | 0 |
| MAKEMYTRIP LTD | COMMON STOCK | 14K | 529K | 2811304 |
| MAKEMYTRIP LTD | COMMON STOCK | 15K | 548K | 0 |
| MEDTRONIC PLC | COMMON STOCK | 46K | 364K | 2811304 |
| MEDTRONIC PLC | COMMON STOCK | 47K | 377K | 0 |
| MERCADOLIBRE INC | COMMON STOCK | 447 | 266 | 2811304 |
| MICRON TECH | COMMON STOCK | 17K | 239K | 2811304 |
| MONGODB INC | COMMON STOCK | 26K | 55K | 2811304 |
| MONGODB INC | COMMON STOCK | 27K | 57K | 0 |
| MOODY'S CORP | COMMON STOCK | 17K | 49K | 2811304 |
| MOODY'S CORP | COMMON STOCK | 18K | 51K | 0 |
| NETEASE INC-ADR | ADR | 12K | 139K | 2811304 |
| NEVRO CORP | COMMON STOCK | 10K | 84K | 2811304 |
| NEVRO CORP | COMMON STOCK | 10K | 87K | 0 |
| NEW FRONTIER HEA | COMMON STOCK | 254 | 23K | 2811304 |
| NORWEGIAN CRUISE | COMMON STOCK | 4K | 164K | 2811304 |
| NXP SEMICONDUCTO | COMMON STOCK | 26K | 133K | 2811304 |
| ONECONNECT FIN | ADR | 965 | 235K | 2811304 |
| OTIS WORLDWI | COMMON STOCK | 28K | 345K | 2811304 |
| OTIS WORLDWI | COMMON STOCK | 29K | 358K | 0 |
| OUTFRONT MEDIA I | REIT | 22K | 875K | 2811304 |
| OUTFRONT MEDIA I | REIT | 23K | 905K | 0 |
| PAGSEGURO DIGI-A | COMMON STOCK | 576 | 11K | 2811304 |
| PAYPAL HOLDINGS | COMMON STOCK | 22K | 84K | 2811304 |
| PAYPAL HOLDINGS | COMMON STOCK | 701 | 3K | 0 |
| PINDUODUO IN-ADR | ADR | 49K | 544K | 2811304 |
| PINDUODUO IN-ADR | ADR | 47K | 515K | 0 |
| PRIMAVERA CAPITA | UNIT | 654 | 66K | 2811304 |
| PRIMAVERA CAPITA | UNIT | 25 | 2K | 0 |
| PROG HOLDINGS IN | COMMON STOCK | 10K | 229K | 2811304 |
| PROG HOLDINGS IN | COMMON STOCK | 299 | 7K | 0 |
| PROGRESSIVE CORP | COMMON STOCK | 17K | 192K | 2811304 |
| PROGRESSIVE CORP | COMMON STOCK | 18K | 199K | 0 |
| QUDIAN INC-SPON | ADR | 1K | 960K | 2811304 |
| RAYMOND JAMES | COMMON STOCK | 32K | 351K | 2811304 |
| RAYMOND JAMES | COMMON STOCK | 1K | 11K | 0 |
| RENESOLA LTD-ADR | ADR | 4K | 663K | 2811304 |
| ROKU INC | COMMON STOCK | 9K | 29K | 2811304 |
| ROKU INC | COMMON STOCK | 9K | 30K | 0 |
| S&P GLOBAL INC | COMMON STOCK | 20K | 48K | 2811304 |
| S&P GLOBAL INC | COMMON STOCK | 669 | 2K | 0 |
| SEA LTD-ADR | ADR | 25K | 78K | 2811304 |
| SEA LTD-ADR | ADR | 657 | 2K | 0 |
| SIGNATURE BANK | COMMON STOCK | 57K | 211K | 2811304 |
| SIGNATURE BANK | COMMON STOCK | 2K | 7K | 0 |
| SILVERGATE CAP-A | COMMON STOCK | 66K | 573K | 2811304 |
| SILVERGATE CAP-A | COMMON STOCK | 2K | 19K | 0 |
| SKECHERS USA-A | COMMON STOCK | 45K | 1M | 2811304 |
| SKECHERS USA-A | COMMON STOCK | 47K | 1M | 0 |
| SL GREEN REALTY | REIT | 5K | 64K | 2811304 |
| SL GREEN REALTY | REIT | 140 | 2K | 0 |
| SO-YOUNG INT-ADR | ADR | 385 | 90K | 2811304 |
| SPDR S&P REG BAN | ETP | 59K | 865K | 2811304 |
| SPDR S&P REG BAN | ETP | 2K | 27K | 0 |
| SQUARE INC - A | COMMON STOCK | 16K | 67K | 2811304 |
| SQUARE INC - A | COMMON STOCK | 17K | 69K | 0 |
| STONECO LTD-A | COMMON STOCK | 11K | 310K | 2811304 |
| STONECO LTD-A | COMMON STOCK | 11K | 321K | 0 |
| STRATASYS LTD | COMMON STOCK | 10K | 476K | 2811304 |
| STRATASYS LTD | COMMON STOCK | 11K | 493K | 0 |
| SYNCHRONY FINANC | COMMON STOCK | 158K | 3M | 2811304 |
| SYNCHRONY FINANC | COMMON STOCK | 5K | 100K | 0 |
| TAL EDUCATIO-ADR | ADR | 807 | 167K | 2811304 |
| TE CONNECTIVITY | COMMON STOCK | 16K | 117K | 2811304 |
| TE CONNECTIVITY | COMMON STOCK | 17K | 121K | 0 |
| THERMO FISHER | COMMON STOCK | 42K | 74K | 2811304 |
| THERMO FISHER | COMMON STOCK | 44K | 76K | 0 |
| TRANSUNION | COMMON STOCK | 61K | 545K | 2811304 |
| TRANSUNION | COMMON STOCK | 2K | 17K | 0 |
| TRIP.COM GRO-ADR | ADR | 35K | 1M | 2811304 |
| TRIP.COM GRO-ADR | ADR | 28K | 900K | 0 |
| TUNIU CORP-ADR | ADR | 115 | 76K | 2811304 |
| UBS GROUP AG | COMMON STOCK | 18K | 1M | 2811304 |
| UBS GROUP AG | COMMON STOCK | 548 | 34K | 0 |
| UNITED RENTALS | COMMON STOCK | 61K | 173K | 2811304 |
| UNITED RENTALS | COMMON STOCK | 63K | 179K | 0 |
| VMWARE INC-CL A | COMMON STOCK | 25K | 171K | 2811304 |
| VMWARE INC-CL A | COMMON STOCK | 26K | 177K | 0 |
| WELLS FARGO & CO | COMMON STOCK | 78K | 2M | 2811304 |
| WELLS FARGO & CO | COMMON STOCK | 2K | 52K | 0 |
| WIMI HOLOGRAM-AD | ADR | 2K | 487K | 2811304 |
| WINGSTOP INC | COMMON STOCK | 10K | 62K | 2811304 |
| WINGSTOP INC | COMMON STOCK | 10K | 64K | 0 |
| WOLFSPEED INC | COMMON STOCK | 29K | 361K | 2811304 |
| WOLFSPEED INC | COMMON STOCK | 30K | 374K | 0 |
| XINYUAN REAL-ADR | ADR | 48 | 27K | 2811304 |
| XPENG INC-ADR | ADR | 12K | 341K | 2811304 |
| XUNLEI LTD-ADR | ADR | 612 | 214K | 2811304 |
| YANDEX NV-A | COMMON STOCK | 22K | 278K | 2811304 |
| YANDEX NV-A | COMMON STOCK | 22K | 279K | 0 |
| YATSEN HOLD-ADR | ADR | 4K | 977K | 2811304 |
| YIREN DIGITAL LT | ADR | 62 | 21K | 2811304 |
| ZAI LAB LTD-ADR | ADR | 509 | 5K | 2811304 |
| ZTO EXPRESS -ADR | ADR | 10K | 328K | 2811304 |