BROOK VENTURE MANAGEMENT
BROOK VENTURE MANAGEMENT, INC Legal Name
Adviser information for BROOK VENTURE MANAGEMENT last updated from Form ADV on May 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110616 |
|---|---|
| SEC ERA File Number | 802-110616 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162061 |
| Legal Entity Identifier | None |
Principal Office
301 EDGEWATER PLACE, SUITE 425WAKEFIELD
MA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 781-295-4000, Fax: 781-295-4007
Chief Compliance Officer
JENNIFER MOSTO
DIRECTOR, FINANCE & OPERATIONS
301 EDGEWATER PLACE, SUITE 425
WAKEFIELD
MA
United States
Tel:
781-295-4000
Fax:
781-295-4007
J*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROOK CO-INVESTMENT II, LP | Venture Capital Fund | $0.0M | $0.0M | 3 |
| BROOK VENTURE FUND II, LP | Venture Capital Fund | $3.6M | $0.0M | 59 |
| BROOK VENTURE FUND IIA, LP | SBIC | $38.4M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEINECKE, WALTER | Individual | – | PRINCIPAL | 12/2004 | 25-50% |
| Mosto, Jennifer, Marie | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE & OPERATIONS | 01/2015 | < 5% |