ASSURANCE MEZZANINE CAPITAL, LLC
Adviser information for ASSURANCE MEZZANINE CAPITAL, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110646 |
|---|---|
| SEC ERA File Number | 802-110646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288628 |
| Legal Entity Identifier | None |
Principal Office
509 WEST COLONIAL DRIVESUITE 100
ORLANDO
FL
United States
Monday - Friday, BY APPOINTMENT
Tel: 407-906-2467, Fax: 407-209-0552
Chief Compliance Officer
DAVID R. ELLIS
MANAGING MEMBER
509 WEST COLONIAL DRIVE
SUITE 100
ORLANDO
FL
United States
Tel:
407-906-2467
Fax:
407-209-0552
D*****@************************M
(Full email address available in API data)
Industry Affiliates
| ASSURANCE GROWTH PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASSURANCE MEZZANINE FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASSURANCE GROWTH PARTNERS LP | Private Equity Fund | $30.0M | $0.1M | 23 |
| ASSURANCE MEZZANINE FUND III, LP | Private Equity Fund | $117.5M | $0.1M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELLIS, DAVID, RAMSEY | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2024 | > 75% |