SPQ ASIA CAPITAL LIMITED
Adviser information for SPQ ASIA CAPITAL LIMITED last updated from Form ADV on February 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-110712 |
|---|---|
| SEC ERA File Number | 802-110712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170455 |
| Legal Entity Identifier | 549300EU4GD5P4WO6B91 |
Principal Office
SUITE 2516-2520 TWO PACIFIC PLACE88 QUEENSWAY
HONG KONG
Hong Kong
Monday - Friday, 9 AM TO 6 PM HKT
Tel: 852-2918-2209, Fax: 852-2234-9116
Websites
Chief Compliance Officer
PATRICK WAN PAK TAO
DIRECTOR
SUITE 2516-2520 TWO PACIFIC PLACE
88 QUEENSWAY
HONG KONG
Hong Kong
Tel:
852-2918-2218
Fax:
852-2234-9116
O*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPQ ASIA OPPORTUNITIES MASTER FUND LIMITED | Hedge Fund | $141.4M | $1.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIN, HO-PING, NMN | Individual | – | CHIEF INVESTMENT OFFICER AND SHAREHOLDER IN APPLICANT AND SPQ CAPITAL LIMITED | 01/2013 | 25-50% |
| WAN, PAK TAO, NMN | Individual | – | DIRECTOR | 09/2013 | < 5% |
| YAN, ANDREW Y, NMN | Individual | – | SHAREHOLDER IN APPLICANT AND SPQ CAPITAL LIMITED | 01/2013 | 50-75% |