OCEAN ARETE LIMITED
Adviser information for OCEAN ARETE LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
22/F, 8 QUEEN'S ROAD CENTRAL, CENTRALHONG KONG
Hong Kong
Monday - Friday, 0900 TO 1800
Tel: 852 3468 8355, Fax: 852 3468 8350
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARETE MACRO FUND | Hedge Fund | $212.2M | $1.0M | 15 |
| ARETE NEWBURY FUND | Hedge Fund | $35.7M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAW, CHOON HWEE, NMI | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER AND SHAREHOLDER | 12/2020 | < 5% |
| LI, ZEMIN, NMI | Individual | – | CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER | 04/2014 | < 5% |
| YANG, YIQI, NMN | Individual | – | SHAREHOLDER | 08/2019 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed October 16th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| TRIP COM GROUP LTD | ADS | 6M | 180K | – |