PANGOLIN INVESTMENT MANAGEMENT
PANGOLIN INVESTMENT MANAGEMENT LIMITED Legal Name
Adviser information for PANGOLIN INVESTMENT MANAGEMENT last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | FUND MANAGEMENT |
Identifiers
| SEC RIA File Number | 802-110849 |
|---|---|
| SEC ERA File Number | 802-110849 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288786 |
| Legal Entity Identifier | None |
Principal Office
50 RAFFLES PLACE, #34-03ASINGAPORE LAND TOWER
SINGAPORE
Singapore
Monday - Friday, 9 AM - 6 PM
Tel: +65 6334 4475, Fax: +65 6438 8082
Websites
Chief Compliance Officer
JALENE NGIAM
50 RAFFLES PLACE, #34-03A
SINGAPORE LAND TOWER
SINGAPORE
Singapore
Tel:
63344475
Fax:
64388082
J*@***************M
(Full email address available in API data)
Industry Affiliates
| PANGOLIN INVESTMENT MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PANGOLIN ASIA FUND | Hedge Fund | $66.7M | $0.1M | 86 |
| PANGOLIN AVIATION RECOVERY MASTER FUND | Hedge Fund | $0.2M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Hay, James, Hugh Alexander | Individual | – | SOLE SHAREHOLDER, DIRECTOR | 07/2004 | > 75% |
| Cavalier, Rohan, Alexander | Individual | – | DIRECTOR | 07/2004 | < 5% |
| Figgins, Jeremy, John | Individual | – | DIRECTOR | 07/2004 | < 5% |