CTC WEALTH MANAGEMENT, LLC
Adviser information for CTC WEALTH MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-111766 |
|---|---|
| SEC ERA File Number | 802-111766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289779 |
| Legal Entity Identifier | None |
Principal Office
425 S. FINANCIAL PLACE4TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 8 AM - 4 PM
Tel: 312 863-8000, Fax: None
Chief Compliance Officer
MATTHEW ABRAHAM
CHIEF COMPLIANCE OFFICER
425 S. FINANCIAL PLACE
4TH FLOOR
CHICAGO
IL
United States
Tel:
312-863-8018
M**************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTERNATIVE INVESTMENT FUND 2017, LLC | Hedge Fund | $25.2M | $0.0M | 17 |
| GLOBAL PES 2019, LLC | Private Equity Fund | $29.3M | $0.0M | 12 |
| LIS FUND 2018, LLC | LIFE INSURANCE SETTLEMENT FUND | $185.8M | $0.0M | 8 |
| LIS FUND 2019, LLC | LIFE INSURANCE SETTLEMENT FUND | $8.3M | $0.0M | 6 |
| REAL ESTATE OPPORTUNITIES FUND 2017, LLC | Real Estate Fund | $15.3M | $0.0M | 20 |
| REAL ESTATE OPPORTUNITIES FUND 2018, LLC | Real Estate Fund | $14.0M | $0.0M | 15 |
| REAL ESTATE OPPORTUNITIES FUND III LLC | Real Estate Fund | $21.2M | $0.1M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABRAHAM, MATTHEW, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| CTC HOLDINGS, LP | Domestic Entity | – | SOLE MEMBER | 07/2017 | > 75% |
| HALL, ANDREW, WESCOTT | Individual | – | CHIEF INVESTMENT OFFICER | 08/2017 | < 5% |
| HARRIMAN, JOSEPH, CARTER | Individual | – | CHIEF OPERATIONS OFFICER | 08/2017 | < 5% |
| WILLIAMS, MELVIN, FRANK | Individual | – | CHIEF LEGAL OFFICER AND SECRETARY | 08/2017 | < 5% |
| KELLER, STEPHAN | Individual | – | PRESIDENT/CFO | 01/2022 | < 5% |
| CTC GENERAL PARTNER, LLC | Domestic Entity | CTC HOLDINGS, LP | GENERAL PARTNER | 08/2008 | > 75% |
| HALL, ANDREW, WESCOTT | Individual | CTC GENERAL PARTNER, LLC | MEMBER | 08/2008 | 25-50% |
| CHERN, ERIC, HILTON | Individual | CTC GENERAL PARTNER, LLC | MEMBER | 08/2008 | 25-50% |
| WATROUS, JOHN, JUDSON | Individual | CTC GENERAL PARTNER, LLC | MEMBER | 08/2008 | 25-50% |