DBAY ADVISORS LIMITED
Adviser information for DBAY ADVISORS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Isle of Man |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-111905 |
|---|---|
| SEC ERA File Number | 802-111905 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172833 |
| Legal Entity Identifier | 549300V0G3U0EBYG6L65 |
Principal Office
2ND FLOOR, EXCHANGE HOUSE, 54-62 ATHOL STREETISLE OF MAN
DOUGLAS
United Kingdom
Monday - Friday, 8.30AM - 5PM
Tel: 0044 (0)1624 602130, Fax: None
Websites
Chief Compliance Officer
SARAH WAKEFORD
MRS
2ND FLOOR, EXCHANGE HOUSE
54-62 ATHOL STREET
DOUGLAS
Isle of Man
Tel:
00441624602134
S*************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DOUGLASBAY CAPITAL II CAYMAN FUND LP | Private Equity Fund | $52.9M | $0.1M | 2 |
| DOUGLASBAY CAPITAL II FUND LP | Private Equity Fund | $167.5M | $0.1M | 13 |
| DOUGLASBAY CAPITAL III ANNEX FUND LP | Private Equity Fund | $39.1M | $0.1M | 9 |
| DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO.1)LP | Private Equity Fund | $199.1M | $0.1M | 6 |
| DOUGLASBAY CAPITAL III FUND LP | Private Equity Fund | $420.1M | $0.1M | 26 |
| DOUGLASBAY CAPITAL IV FUND L.P. | Private Equity Fund | $177.2M | $0.1M | 11 |
| REDWHITEBLUE CHAMPION LIMITED | Private Equity Fund | $102.5M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAKEFORD, SARAH | Individual | – | COMPANY SECRETARY AND COMPLIANCE OFFICER | 07/2011 | < 5% |
| HAXBY, MICHAEL, ANDREW | Individual | – | EXECUTIVE DIRECTOR AND OWNER | 07/2011 | 5-10% |
| PAIUSCO, ALEXANDER, MARIA | Individual | – | EXECUTIVE DIRECTOR AND OWNER | 07/2011 | > 75% |
| RIFFNER, SAKI, BENJAMIN | Individual | – | EXECUTIVE DIRECTOR | 01/2013 | 10-25% |
| PARRISH, CLIVE | Individual | – | INDEPENDENT NON EXECUTIVE DIRECTOR | 09/2016 | < 5% |
| mara, james | Individual | – | NON EXECUTIVE DIRECTOR | 05/2016 | < 5% |
| ammann-Pfennig, Alexandra | Individual | – | INDEPENDENT NON EXECUTIVE DIRECTOR | 01/2017 | < 5% |
| MORRISON, DAVID, IAN ALEXANDER | Individual | – | EXECUTIVE DIRECTOR | 09/2019 | < 5% |